Assistant Manager, Supervision

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Assist in the department’s contribution to the implementation of FIMM Strategic Planning and Business Plan.

Train, motivate and provide guidance to subordinates to ensure efficient and timely delivery of high-quality work, tasks and projects.

Assist in the planning of the department’s resources for the annual budget and ensure efficient utilisation of resources within the department (wherever relevant).

Assist in maintaining strong rapport with effective communication and regular engagements, with all stakeholders on matters pertaining to FIMM and the industry.

Assist in the preparation of regular reports for Supervisors (wherever relevant).

To perform all duties and assignments as directed by the Supervisors (wherever relevant).

Specific Responsibilities

Supervise Distributors’ and Consultants’ business conduct and compliance with relevant regulatory requirements issued by FIMM and the Securities Commission Malaysia ( SC ).

Plan and conduct off‑site reviews and on‑site engagement reviews on Distributors and Consultants (where relevant) to ensure that their business conduct and sales practices comply with FIMM Rules, applicable securities laws, regulations and guidelines in relation to their marketing and distribution of unit trust schemes and private retirement schemes.

Identify trends in market practices which are of high risk and non‑compliance with regulations.

Recommend appropriate supervisory action against non‑compliances identified.

Manage supervisory tools to support supervisory activities with timely updates.

Qualifications and Experience

Degree in Law, Accounting, Business Administration, Economics, Finance or relevant tertiary qualification.

Minimum five (5) years related working experience in the regulatory, fund management, unit trust, banking or financial institution industries.

Investment Management experience is an advantage.

Sound knowledge of FIMM and Securities Commission rules and regulations applicable to unit trust and private retirement schemes.

Exposure to compliance and / or auditing function is an advantage.

Proficiency in Mandarin (spoken and reading) is an added advantage.

Your application will include the following questions :

• Which of the following types of qualifications do you have?
• What's your expected monthly basic salary?
• How many years' experience do you have as an Assistant Manager?
• Which of the following statements best describes your right to work in Malaysia?
• How many years' experience do you have with investment fund management?
• How many years of auditing experience do you have?
• How would you rate your English language skills?

The Federation of Investment Managers Malaysia (FIMM) was recognised by the Securities Commission (SC) Malaysia as a self‑regulatory organisation (SRO) via a gazette order on 20 January 2011. This empowered FIMM to regulate its own members. As a Self‑Regulatory Organisation, the Federation of Investment Managers Malaysia (FIMM) plays a key role in the development of unit trust industry and actively engages our members to adopt best practices for investor protection. We are seeking passionate, ambitious, highly capable professionals with a drive for excellence to join us for a challenging career.

Perks and benefits Medical Education support Dental Parking Vision Near to MRT station, flexible working hours

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