Compliance Manager - FX & CFDs IndustrySummitNext Technologies Sdn Bhd • Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
Compliance Manager - FX & CFDs Industry
SummitNext Technologies Sdn Bhd • Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
30+ days ago
Job descriptionDesign and maintain a Compliance Monitoring Plan to ensure adherence to internal policies and external regulatory requirements. Draft, update, and manage compliance policies, documentation systems, and prepare required reports for internal and regulatory purposes. Conduct audits, assessments, and internal reviews to identify potential compliance gaps and implement corrective actions. Develop and deliver compliance training sessions and create educational materials to promote awareness across teams. Translate complex legal and regulatory requirements into clear, actionable guidance for operational, marketing, and product functions. Communicate compliance expectations and updates effectively across departments to support an informed and compliant culture. Continuously assess compliance risks and maintain updated risk treatment plans. Ensure timely completion of license renewals, regulatory filings, and reporting obligations across jurisdictions. Execute client due diligence, KYC, and AML processes to ensure compliance with internal policies and applicable laws. Support the development and refinement of transaction monitoring systems to identify and address suspicious activity. Review product features, marketing content, and affiliate materials to ensure compliance with licensing conditions and regulations. Ensure fair treatment of customers and ethical standards in all external communications and campaigns. 5 years of compliance experience specifically within the FX & CFDs brokerage industry, with a strong understanding of operational compliance practices. Proven familiarity with regulatory frameworks under FSA, ASIC, and CySEC is essential. Excellent communication and documentation abilities, including policy writing, report preparation, and compliance training delivery. Proven ability to manage and monitor compliance frameworks, risk controls, and internal policies effectively across multiple departments. Critical thinking and a solutions-first mindset. A passion for staying ahead of the curve in regulatory trends. Excellent judgment and business sense knowing when to be firm and when to be flexible.
Overview :
As the Compliance Manager you'll lead our global brokerage expansion, ensuring regulatory integrity and operational excellence. This hands-on role involves independently designing and executing robust compliance frameworks, policies, and processes. Partnering with leadership and cross-functional teams, you'll ensure global regulatory adherence, proactively identifying and mitigating risks. Your expertise will shape governance, guide market entry, and ensure responsible, ethical scaling, making you a trusted voice in a critical business area.
What will you do :
Compliance Strategy & Oversight
- Develop and execute a scalable compliance strategy aligned with our brokerage growth and global expansion.
- Act as the primary point of contact for compliance matters across the organization, ensuring alignment with relevant regulatory standards.
- Independently drive initiatives that strengthen our governance and compliance posture.
Compliance Monitoring & Policy Governance
Training & Communication
Risk & Regulatory Readiness
Client Onboarding & Transaction Oversight
Product & Marketing Compliance
Who are we looking for :
Create a job alert for this search
Compliance Manager • Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
Related jobs
At MR DIY, we're more than a global home improvement brand, we're a catalyst for ambitious talent ready to&...Show more
This company operates in the leasing industry, providing comprehensive mobility solutions worldwide.As the Risk & Compliance Manager, you’ll serve as the second line of defense, ensuring that t...Show more
MR DIY International brings high-quality, affordable products to customers worldwide, building on its proud beginnings in Malaysia.
Over the years, MR DIY has grown into a trusted household name wit...Show more 
SME digital finance platform in Southeast Asia.We are licensed and operating in Singapore, Indonesia, Thailand, Malaysia and Vietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fu...Show more
Lead Engineer
Soft Space Sdn Bhd • Seremban, Negeri Sembilan, Malaysia
We are seeking a technically strong leader based in Malaysia to head our North America region projects.The Lead Engineer will take ownership of regional delivery, technical solutioning, and team le...Show more
Last updated: 19 days ago • Promoted
Manager - Debt Capital Markets
RHB Banking Group • Kuala Lumpur, Kuala Lumpur, Malaysia
Assist Head / Team Head manage relationships with to 50 Malaysia groups to secure investment banking and corporate banking deals.
Cooperate with IB business pillar departments on originate and execu...Show more
Last updated: 1 day ago • Promoted
Financial Crime Compliance Lead (Global)
Reap • Petaling Jaya, Selangor, Malaysia
Financial Crime Compliance Lead (Global).Reap is a global financial technology company headquartered in Hong Kong that enables financial connectivity and access for businesses worldwide by combinin...Show more
Last updated: 29 days ago • Promoted
Loyalty Assistant Manager - FX & CFDs Industry - Based in Malaysia
SummitNext Technologies Sdn Bhd • Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
Our client is a global, award-winning multi-asset brokerage trusted by clients in over 160 countries.Since launching in 2015 with a mission to make trading simple and accessible, the company has gr...Show more
Last updated: 30+ days ago
Business & Compliance Associate
Usobi • Seri Kembangan, Selangor, Malaysia
About the job Business & Compliance Associate.Fluent in Mandarin Chinese and English (spoken and written).Occasional business travel required.
USD 3,000 5,000 per month (depending on experience and ...Show more
Last updated: 13 days ago • Promoted
SOX Compliance Analyst
ITC Infotech • SelangorMalaysia, Selangor, Malaysia
ITC Infotech is a wholly owned ITC Ltd company, a leading global technology services and solutions provider.It delivers business-friendly solutions across industry sectors such as Banking & Financi...Show more
Last updated: 30+ days ago • Promoted
Assistant Manager, Regulatory Compliance (Great Eastern Takaful Berhad)
Great Eastern • Kuala Lumpur, Kuala Lumpur, Malaysia
Assistant Manager, Regulatory Compliance (Great Eastern Takaful Berhad).To ensure effective management of the Compliance (GETB) function which acts as a 2nd line of defence in the GE Group.Provide ...Show more
Last updated: 1 day ago • Promoted
Regulatory Affairs & Product Compliance Manager
MR DIY • Seri Kembangan, Selangor, Malaysia
Quick Apply
Last updated: 6 days ago
Manager, Company Secretary
AirAsia • Sepang, Selangor, Malaysia
The Manager, Company Secretarial, holds a senior-level role responsible for overseeing and managing various aspects of corporate governance, legal compliance, and administrative functions related t...Show more
Last updated: 25 days ago • Promoted
Risk and Compliance Manager
MVC Resources • Kuala Lumpur, 14, my
Quick Apply
Last updated: 14 days ago
Regulatory Compliance Manager, SEA
Airwallex • Kuala Lumpur, Kuala Lumpur, Malaysia
Regulatory Compliance Manager, SEA.Airwallex is the only unified payments and financial platform for global businesses.Powered by our unique combination of proprietary infrastructure and software, ...Show more
Last updated: 1 day ago • Promoted
Manager HR Business Partnering
DKSH Group • Klang City, Selangor, Malaysia
Title : Manager HR Business Partnering.Manage implementation of HR strategic / tactical initiatives and align Group HR strategies with Business Unit / country-level operations in order to achieve busine...Show more
Last updated: 1 day ago • Promoted
Manager
Standard Chartered Bank • Kuala Lumpur, Kuala Lumpur, Malaysia
Regulatory Operations Department is responsible for regulatory reporting to multiple jurisdictions i.BoE, CFTC, SEC, ESMA, FCA, MiFID, SFTR, HKMA, ASICS and MAS.
Your primary responsibility will be : ...Show more
Last updated: 1 day ago • Promoted
Mandarin Speaking Customs Clearance Asisstant Manager (Logistics) in Port Klang - GG
Polymorph Recruitment • Port Klang, Selangor, Malaysia
Minimum 5 years of experience in customs clearance, freight forwarding, or related logistics operations.Solid understanding of import / export documentation, customs procedures, and relevant regulato...Show more
Last updated: 13 days ago • Promoted
Manager
Standard Chartered • Kuala Lumpur, Kuala Lumpur, Malaysia
Regulatory Operations Department is responsible for regulatory reporting to multiple jurisdictions i.BoE, CFTC, SEC, ESMA, FCA, MiFID, SFTR, HKMA, ASICS and MAS.
Your primary responsibility will be : ...Show more
Last updated: 30+ days ago • Promoted
Regulatory Compliance Executive (Global Trade)
MR DIY • Seri Kembangan, Selangor, Malaysia
Quick Apply
Last updated: 30+ days ago
Manager, Compliance Operations
Funding Societies | Modalku Group • Kuala Lumpur, Federal Territory of Kuala Lumpur, MY
Quick Apply
Last updated: 30+ days ago
Senior Manager, Finance (Relocate to Poland)
YSQ International • Klang City, Selangor, Malaysia
Senior Manager, Finance (Relocate to Poland).The incumbent is responsible for overseeing the full spectrum of finance and accounting functions related to factory and product costing for the HQ Comp...Show more
Last updated: 1 day ago • Promoted