Line of Service
Internal Firm Services
Industry / Sector
Not Applicable
Specialism
IFS - Risk & Quality (R&Q)
Management Level
Manager
Job Description & Summary
At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.
As a risk management generalist at PwC, you will provide advisory and practical support to teams across a wide range of specialist risk and compliance areas.
Key Responsibilities
- Lead and manage the execution of QMSE review covering both ISQM 1 and QC1000 requirements, including planning, scoping, testing, and reporting on Member Firm's System of Quality Management (SoQM).
- Develop, implement, and monitor periodic monitoring testing focused on firm’s SoQM.
- Identify and assess risk areas, recommending improvements to firm’s SoQM and business processes.
- Work directly with team members across SEAPEN (Malaysia, Thailand, Vietnam, Cambodia and Laos) on the periodic testing.
- Collaborate with cross-functional teams including firm leadership, R&Q, HC, L&E, Methods, CRS, EBCC etc to ensure integrated quality management.
- Collaborate closely with QMSE Implementation Team and Quality Leader on the status of the review.
- Provide regular updates on the status of the review to TAL, CRO, Assurance RMP, QL and QRL.
- Prepare comprehensive periodic testing report results, and present findings and recommendations to Business Process Owners, Assurance Leadership and Firm Leadership team (eg. TSP and CRO).
- Stay current with changes in quality management requirements on ISQM1 and QC1000 and best practices on testing.
- Support the Member Firm on GAQ-I (QMR / EMA / Thematic Review) and regulatory (AOB / TH SEC / PCAOB) reviews, focusing on the periodic testing approach, documentation and results.
- Mentor and develop junior audit staff to enhance team capabilities and knowledge.
- Participate in GAQ-I reviews (eg. QMR or Thematic Review) to gain exposure and learn best practice from other network firms - SM and above only
Required training
Methodology - ISA and PCAOB Auditing Training (eg. Applying PCAOB Standard) with annual (eg. AQP and UCAAP) and quarterly update training (Quarterly Auditing Update)Methodology – QMSE Periodic monitoring testing and documentationTechnical - ISQM1 and QC1000 training (in-house) and external (QMSE Office Hour and APAC R&Q Training)Documentation platform training - Project Harmony trainingPreferred Attributes
Background in risk assessment and internal control design particularly (with PCAOB experience as an added experience).Agile in working with multiple stakeholders across the firm and other network firms.Strong leadership and project management capabilities.Cultural awareness to working in a diverse, international team environment.Requirements
Degree in any discipline and / or a professional accounting qualification such as the ICAEW / ACCA / MICPA-CAANZ / CPA Australia.Minimum 5 year of relevant experience in audit or risk management.Able to demonstrate analytical thinking and business acumen.A willingness to challenge points of views and opinion through presenting logical arguments.Good communication skills and influencing skills with both peers and senior individuals.Experience of managing people, workload and individual tasks.Education
Degrees / Field of Study required : Degrees / Field of Study preferred :
Certifications
None specified
Required Skills
None specified
Optional Skills
Accepting FeedbackActive ListeningAnalytical ThinkingAnti-Money Laundering (AML)Coaching and FeedbackCoaching and TrainingCommunicationCompliance AdvisementCompliance OversightCompliance Program ImplementationCompliance Risk AssessmentConfidential Information HandlingContract ReviewContractual Risk MitigationContractual Risk MonitoringContract WritingCreativityCrisis ManagementData Loss Prevention (DLP)Data SecurityDiscretion and Business EthicsEmbracing ChangeEmotional RegulationEmpathy— 37 moreDesired Languages
None specified
Travel Requirements
Up to 20%
Available for Work Visa Sponsorship?
No
Government Clearance Required?
No
Job Posting End Date
None specified
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