Overview
Senior Analyst Lead - Regulatory & Risk Reporting
Join to apply for the Senior Analyst Lead - Regulatory & Risk Reporting role at RBC. This position supports Capital Markets trading businesses, brokers and external clients.
Responsibilities
- To ensure all controls are completed in line with the departmental procedures.
- To assist the Team Manager / Department Head on projects, process improvements or new business initiatives as requested.
- To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.
- To escalate any unusual behavior as well as any processing issues to the Team Manager or above in a timely manner following the Operations Escalation Policy.
- To understand and know how to locate central RBC policies.
- To ensure procedures are up to date and follow RBC Policies.
- To investigate any processing issues and recommend a course of action to the Team Manager.
- Although the employee has no designated authorities in terms of budget, the financial loss potential for the function can be considerable, both in terms of financial loss, and loss of faith in RBC, and therefore future business.
- The assignee must uphold the reputation of RBC and Business Client Services at all times.
- Must escalate operational risk events, control deficiencies and risks on a timely basis.
- The position supports Capital Markets trading businesses, brokers and external clients.
What you need to succeed
3-5 years’ experienceGood knowledge of Trade and Transaction reporting is preferredDegree educatedGood knowledge of MIFID, EMIR and SFTR Regulations would be preferred but not essential. The ability to perform analysis of business processes and implement change as appropriate. Must possess a high degree of PC literacy and experience.Nice to have
Strong leadership and brand building for Business and Client ServicesBreakthrough / Innovative thinkingCustomer InsightCalm, logical approach to all situationsTeamwork, Cooperation and CollaborationEffective Communicator, both verbal and writtenAdapt to and drive changeHigh degree of accuracy and attention to detailAble to work under pressure against unmovable deadlinesBuilds strong working relationships with colleagues to leverage knowledge and expertiseJob Skills
Auditing, Audits Compliance, Communication, Data Gathering Analysis, Detail-Oriented, Due Diligence, Financial Products, Financial Regulation, Innovation, Internal Controls, Leadership, Organizational Governance, Process Management, Quality Orientation
Additional Job Details
Address : PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE : PUTRAJAYACity : PutrajayaCountry : MalaysiaWork hours / week : 40Employment Type : Full timePlatform : CAPITAL MARKETSJob Type : RegularPay Type : SalariedPosted Date :Application Deadline :Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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