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Manager, Compliance (Governance, Standards & Practices)

Manager, Compliance (Governance, Standards & Practices)

Hong Leong Bank BerhadKuala Lumpur, Kuala Lumpur, Malaysia
2 days ago
Job description

Manager, Compliance (Governance, Standards & Practices)

The Manager, Compliance (Governance, Standards & Practices) is responsible for undertaking independent review & validation of the Banking Group's processes to ensure all gaps identified are closed for compliance and / or breaches to regulatory requirements. This role reports to the Head, Compliance (Governance, Standards & Practices).

Governance, Standards & Practices

  • Implement the regulatory requirements / Group standards across overseas branches and subsidiaries, ensuring the efficiency and effectiveness of the policies, guidelines and procedures.
  • Act as the representative at overseas branches and subsidiaries committees meeting, including oversight on the compliance reporting to the respective committees meeting.
  • Provide compliance advisory support on any escalation / support required by overseas branches and subsidiaries in the context of AML / CFT, IT projects, FATCA / CRS, personal data / privacy and other general regulatory related subjects.
  • Provide assurance support on annual overseas compliance assurance programs.

Ethics & Integrity Unit

  • Anti-Bribery and Corruption (ABC) matters including the provision of advice and guidance in relation to the ABC Program.
  • Monitor the implementation of the Bank’s ABC Program.
  • Review ABC policies and procedures, training and communication materials.
  • To complete ABC related reviews to ensure that the Bank’s business operations and activities are in compliance with ABC laws, regulations and guidelines in Malaysia.

    • Jobholder Requirement

    Education / Qualification

  • Bachelor’s Degree holder in Finance / Banking / Actuarial Science or equivalent.

    • Experience

  • 4 years and above work experience with specialization in compliance or audit experience.
  • Good written and oral communication skills in English and ability to interact effectively with people at different levels.
  • Attention to Detail.
  • CAT / ACCA / AICB Certification preferred.

    • Other Requirement

    What’s next

  • Once you’ve applied online, our team will carefully review your application. Due to a high volume of applications, we appreciate your patience to allow for a fair and timely review process.
  • Should you be shortlisted for the role, we will send you an invitation via email for an interview. You can also check on your application status by logging into your candidate account.

    • Note : This description reflects the role content and does not include external site notices or non-essential boilerplate.

    Seniority level

  • Mid-Senior level

    • Employment type

  • Full-time

    • Job function

  • General Business, Business Development, and Management

    • Industries

  • Financial Services, Banking, and Investment Banking

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    Compliance Manager • Kuala Lumpur, Kuala Lumpur, Malaysia