Senior Executive (Compliance)

Job Responsibilities

• Manage & update new regulatory requirements, guidelines, policies and procedures.
• Document and review the company’s standard operational procedures (SOPs) and recommend the necessary improvements and controls.
• Conduct review and testing on compliance of regulatory requirements.
• Any other duties that may be assigned by the Head of Department and company.
• Work with different internal stakeholders to drive compliance with regulations.
• Promote compliance in company actively by leading and participating in relevant projects.
• Prepare compliance reporting and summary of overall non‑compliance matters.
• Monitor AML / CFT related matters.
• Assist in reviewing and maintaining compliance framework in the company.
• Conduct regular compliance review to ensure compliance with regulatory and internal requirements.
• Assist to document and maintain Company’s Compliance Manual, SOP inclusive for all operational and administrative matters.
• Work closely with HOD on compliance, cross‑border issues, information sharing within group for compliance purposes and to assist in data gathering.

Requirements

About the Company

The Rockwills International Group provides solutions and support services in the areas of trusts and succession, management and distribution of wealth. Rockwills started in year 1995 and is the pioneer in the region to provide retail professional Will‑writing and Will custody services. Its shareholders’ funds today exceed RM50 million. Rockwills is licensed to carry on corporate and retail trust services that include acting as corporate trustee, escrow agent, trustee of family trusts and executor and administrator of estates. Other services include the provision of comprehensive estate planning advice, setting up offshore structures through an international network and family office services. It is by far the largest professional estate planning company in the region, having written more than 250,000 Wills and holding over RM25 billion worth of assets under trust. To date, the Group has trained more than 10,000 Rockwills estate planners, financial planners, financial intermediaries and agents. The products of the Group are introduced through a network of more than 5,000 Rockwills Estate Planners throughout Malaysia with a total indemnity cover of RM100 million.

What can I earn as a Compliance Executive?

#J-18808-Ljbffr