VP, Compliance and Risk

TrangloKuala Lumpur, Kuala Lumpur, Malaysia

16 hours ago

Job description

Location : Federal Territory of Kuala Lumpur, Malaysia

The VP, Compliance and Risk plays a pivotal leadership role in overseeing regulatory compliance, AML / CFT / CPF compliance, and enterprise risk management functions for Tranglo Sdn Bhd (Malaysia) and Tranglo Pte Ltd (Singapore). This role ensures the effective implementation of compliance and risk frameworks in alignment with Bank Negara Malaysia (BNM) and the Monetary Authority of Singapore (MAS) requirements and Tranglo’s internal governance standards. The incumbent will lead a multi‑disciplinary team covering Regulatory Compliance, AML / CFT / CPF, and Risk Management, fostering a culture of integrity, accountability, and continuous improvement across both jurisdictions.

Key Responsibilities 3.1 Regulatory Compliance (RC)

Lead the Regulatory Compliance team responsible for interpreting, assessing, and implementing applicable laws, regulations, and guidelines issued by BNM, MAS, and other authorities.
Conduct periodic regulatory gap analyses to identify new or revised obligations and oversee timely remediation and implementation of controls.
Disseminate key regulatory updates and compliance requirements to Designated Internal Controllers (DICs) and Process Integrity Validators (PIVs) across departments.
Oversee the Anti‑Bribery and Corruption (ABC) framework implementation and ensure compliance with corporate ethics and integrity standards.
Review and provide compliance advisory on new products, business initiatives, and partner due diligence.
Coordinate regulatory audits, inspections, and formal communications with BNM and MAS.

3.2 AML / CFT / CPF Compliance

Oversee the AML / CFT / CPF Compliance function consisting of Transaction Monitoring, KYC, AML System Enhancement, and Quality Assurance (QA) teams.

Provide strategic direction on AML / CFT / CPF programs, ensuring compliance with BNM AML / CFT & TFS Policy, MAS PSN01, and FATF standards.

Ensure timely submission of STRs and other mandated regulatory reports.

Strengthen AML / CFT governance through data‑driven insights, thematic reviews, and system‑driven improvements.

Act as the key contact for regulators and enforcement agencies on AML / CFT / CPF matters.

Oversee the Enterprise Risk Management (ERM) framework and ensure alignment with the Group’s risk appetite.

Lead the implementation of RCSA, KCT, KRI monitoring, and IMDC processes.

Provide strategic input on risk identification, mitigation, and monitoring across operational, compliance, technology, and strategic domains.

Present risk management reports and dashboards to the Risk Committee and Board.

3.4 Business Continuity & Operational Resilience

Oversee the Business Continuity Plan (BCP) and Disaster Recovery Plan (DRP) to ensure operational resilience.

Coordinate call tree exercises, Business Impact Analysis (BIA) reviews, and periodic testing, ensuring results are reported to management and incorporated into risk reporting.

3.5 Compliance Training & Awareness Program Development

Develop and implement a comprehensive compliance training program for all staff levels, covering AML / CFT / CPF, sanctions, ABC and regulatory requirements.

Tailor training programs by role and function, ensuring mandatory completion and refreshers.

Conduct awareness campaigns and scenario‑based learning to strengthen compliance culture.

Track training completion, evaluate effectiveness, and report progress to management and the Board.

Lead, mentor, and develop the Compliance and Risk Management teams across Malaysia and Singapore.

Foster a collaborative, performance‑driven, and compliance‑oriented culture.

Drive professional development, succession planning, and knowledge sharing within the department.

3.7 Board & Management Reporting

Prepare and present compliance and risk management reports to the Board, Audit Committee, and Senior Management.

Provide regulatory insights, trend analysis, and recommendations for continuous improvement in governance and control effectiveness.

Qualifications and Experience

Bachelor’s degree in Law, Finance, Business, Risk Management, or related field.

Professional certification such as CAMS and ICA preferred.

Minimum 10 years’ experience in compliance and / or risk management within financial services or fintech, with at least 5 years in a managerial or leadership role.

Strong working knowledge of BNM and MAS regulatory frameworks (e.g., MSBA 2011, AMLA 2001, BNM AML / CFT & TFS, MAS PSN01, PSA 2019, RMiT, GRMO).

Proven experience in managing compliance functions across multiple jurisdictions.

Excellent leadership, analytical, and communication skills with the ability to engage effectively with senior stakeholders and regulators.

Personal Attributes

High ethical standards and professional integrity.

Strategic thinker with attention to detail.

Collaborative, proactive, and adaptable to change.

Strong organizational and problem‑solving abilities.

Seniority level : Mid‑Senior level

Employment type : Full‑time

Job function : Quality Assurance, Legal, and Strategy / Planning

Industry : Financial Services and Banking

#J-18808-Ljbffr

Create a job alert for this search

Risk And Compliance • Kuala Lumpur, Kuala Lumpur, Malaysia

Related jobs

Promoted

Director Trade Compliance, APJ

Tec D MalaysiaPetaling Jaya, Selangor, Malaysia

Head of Regulatory Compliance – APJ Region.TD SYNNEX is seeking a seasoned leader with a passion for regulatory compliance to join our global compliance team. Lead and manage a dedicated compliance ...Show moreLast updated: 30+ days ago

Promoted

Head of Compliance, Asia

Cover-MoreKuala Lumpur, Kuala Lumpur, Malaysia

Zurich Cover-More is one of the world’s largest travel insurance and assistance providers and part of Zurich Insurance Group, a leading multi-line insurer. We stand for more care, more cover, for al...Show moreLast updated: 22 days ago

Promoted

VP - FVP, Regulatory Compliance (Non-Retail)

UOBKuala Lumpur, Kuala Lumpur, Malaysia

VP - FVP, Regulatory Compliance (Non-Retail).VP - FVP, Regulatory Compliance (Non-Retail).United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branche...Show moreLast updated: 17 days ago

Promoted

Head of Compliance, Asia

Zurich Cover-MoreKuala Lumpur, Kuala Lumpur, Malaysia

Zurich Cover-More is one of the world’s largest travel insurance and assistance providers and part of Zurich Insurance Group. We stand for more care, more cover, for all, and we look after more than...Show moreLast updated: 26 days ago

Promoted

Vice President, Risk - Regional Credit Management MY

CIMB Bank BerhadKuala Lumpur, Kuala Lumpur, Malaysia

Vice President, Risk – Regional Credit Management MY.Assisting Co-Head, Regional Non-Retail Credit Risk to oversee and monitor the Non-Retail credit risk of regional portfolios that are under the p...Show moreLast updated: 1 day ago

Promoted

Governance Risk & Compliance Lead

bpKuala Lumpur, Kuala Lumpur, Malaysia

Governance Risk & Compliance Lead.Our purpose is to deliver energy to the world, today and tomorrow.For over 100 years, bp has focused on discovering, developing, and producing oil and gas in the n...Show moreLast updated: 30+ days ago

Promoted

Assistant Vice President, Compliance Audit

MUFG Bank, LtdKuala Lumpur, Kuala Lumpur, Malaysia

Assistant Vice President, Compliance Audit page is loaded## Assistant Vice President, Compliance Auditlocations : MUFGM, Kuala Lumpur Branchtime type : Full timeposted on : Posted 16 Days Agojob...Show moreLast updated: 6 days ago

Promoted

C&AFC – Country Compliance Manager – AVP / VP

Deutsche BankKuala Lumpur, Kuala Lumpur, Malaysia

C&AFC – Country Compliance Manager – AVP / VP.C&AFC – Country Compliance Manager – AVP / VP.Compliance, as a 2nd Line of Defence, seeks to protect the licenses of Deutsche Bank (DB) to operate by promo...Show moreLast updated: 1 day ago

Promoted

Vice President, Technology Risk

AFFIN GroupKuala Lumpur, Kuala Lumpur, Malaysia

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia.Join or sign in to find your next job.Vice President, Technology Risk. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia.Vice Presid...Show moreLast updated: 30+ days ago

Promoted

Vice President Threat Management, Vulnerability Management & SOC

Krisvconsulting Services Pte LtdKuala Lumpur, Kuala Lumpur, Malaysia

Were seeking a visionary cybersecurity leader to head our Threat Management, Vulnerability Management, and Security Operations Center (SOC). As Vice President, you will be at the forefront of our cy...Show moreLast updated: 30+ days ago

Promoted

Lead, Risk and Governance - AVP

OCBC companyKuala Lumpur, Kuala Lumpur, Malaysia

You may choose to display a cookie banner on the external site.You must specify the message in the cookie banner and may add a link to a relevant policy. If you are unfamiliar with these requirement...Show moreLast updated: 30+ days ago

Promoted

FVP, Team Lead Operational Risk

UOBKuala Lumpur, Kuala Lumpur, Malaysia

UOB Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia.UOB Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia. United Overseas Bank Limited (UOB) is a leading bank with a glo...Show moreLast updated: 30+ days ago

Promoted

VP, Regulatory Compliance Advisor

Jobs via eFinancialCareersKuala Lumpur, Kuala Lumpur, Malaysia

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America.In...Show moreLast updated: 1 day ago

Promoted
New!

Risk Management Operations - Compliance - AVP

OCBC companyKuala Lumpur, Kuala Lumpur, Malaysia

Promoted

Assistant Vice President, Compliance Audit

MUFGKuala Lumpur, Kuala Lumpur, Malaysia

Assistant Vice President, Compliance Audit.Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagu...Show moreLast updated: 30+ days ago

Promoted

Assistant Vice President, Compliance Audit

MUFG AmericasKuala Lumpur, Kuala Lumpur, Malaysia

Structure and execute efficient and effective audits to : .Identify potential risk, including awareness of risks both within span of control as well as enterprise-wide. Assign and review the work of a...Show moreLast updated: 30+ days ago

Promoted

Vice President - Core Compliance

CIMB Bank BerhadKuala Lumpur, Kuala Lumpur, Malaysia

Add expected salary to your profile for insights.Provide oversight by ensuring compliance risk governance and regulatory compliance are in line with local regulations and best practice throughout C...Show moreLast updated: 19 days ago

Promoted

Vice President, Regional Advanced Risk Modelling MY

CIMBKuala Lumpur, Kuala Lumpur, Malaysia

Vice President, Regional Advanced Risk Modelling MY — CIMB, Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia.Quantify the Bank’s exposures to climate change and their potential losses aris...Show moreLast updated: 30+ days ago