Risk & Compliance Analyst

We are representing a Melbourne-based investment and fiduciary services group with offices in Sydney and Kuala Lumpur . The firm provides specialised fund structuring, trustee, and governance solutions for local and international clients — including fund managers, institutional investors, and high-net-worth individuals involved in private equity, traded investments, and property ventures.

Role Summary

We are seeking a motivated and detail-oriented Risk & Compliance Analyst to join the firm’s Kuala Lumpur office. You will support senior management in maintaining and enhancing the company’s compliance and risk management frameworks, ensuring adherence to both internal policies and regulatory obligations.

This is an excellent opportunity to gain hands‑on experience in fund and fiduciary governance, supporting compliance initiatives across multiple jurisdictions including Australia and Malaysia.

Core Responsibilities

Implement and maintain compliance and risk frameworks in line with ASIC and AUSTRAC standards.

Manage compliance registers including breaches, incidents, conflicts, and complaints.

Conduct compliance monitoring, control testing, and prepare compliance reports.

Support AFSL and CAR compliance, including filings and due diligence reviews.

Maintain the firm’s risk register and track key risk indicators (KRIs).

Assist with AML / CTF oversight and annual program reviews.

Support internal compliance training and promote a culture of good governance.

Requirements

2–5 years’ experience in compliance, risk, or audit within financial services (fund management or AFSL environment preferred).

Good understanding of ASIC, AUSTRAC, and Corporations Act obligations.

Strong analytical, organisational, and documentation skills.

Excellent communication and attention to detail.

Degree in Law, Commerce, Finance, or Compliance preferred.

Proactive, reliable, and adaptable team player.

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