VP, Regulatory Compliance Advisor

UOB Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia

Overview Join to apply for the VP, Regulatory Compliance Advisor role at UOB.

Job location : Kuala Lumpur, Malaysia.

Responsibilities

Regulatory Advisory and Liaison : Monitor and interpret relevant regulations, laws and standards / policies affecting the bank. Provide expert advice to internal stakeholders on regulatory requirements, policy changes and best practices. Act as the liaison party with key regulators.

Evaluation of compliance risk : Assess compliance risk in product programmes, marketing materials, outsourcing arrangements and business initiatives. Identify and recommend mitigation actions and conduct training as needed.

Risk Assessment and Incident Management : Identify compliance risks and recommend mitigation actions, including formulation and delivery of training sessions for employees and / or management. Identify and assess compliance breaches and recommend corrective action plans.

Policy Development and Implementation : Assist in drafting, reviewing and updating compliance policies, procedures and frameworks.

Qualifications

10 - 15 years of experience in the financial industry, preferably in compliance and non-financial risk functions with exposure to financial institutions.

Domain knowledge in Compliance.

Strong organization skills with excellent attention to detail.

Senior stakeholder management : ability to build constructive partnerships with diverse stakeholders and challenge where required.

Demonstrates in-depth technical capabilities and professional knowledge in related fields.

Additional Requirements Be a Part of the UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a Difference

Seniority level : Executive

Employment type : Full-time

Job function : Legal

Industries : Banking

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