Talent.com
Tawaran kerja ini tidak tersedia di negara anda.
Compliance Officer (Malaysia)

Compliance Officer (Malaysia)

moomooKuala Lumpur, Federal Territory of Kuala Lumpur, MY
30+ hari lalu
Jenis pekerjaan
  • Quick Apply
Penerangan pekerjaan

Moomoo is an investment and trading platform that empowers global investors with pro-grade, easy-to- use tools, data, and insights.

It provides users with the necessary information and technology to make more informed investment decisions. Investors have access to advanced charting tools, technical analytics, and Level 2 data. Moomoo grows with its users, cultivating a community where investors share, learn, and grow together in one place. Moomoo provides free access to investment courses, educational materials, and interactive events that any investor, at any level, can gain from. Users can join forum discussions, trading topics, and seminars to better their investment knowledge and insights.

Founded in Silicon Valley, California, moomoo operates as a global investment platform across multiple countries, including Singapore, Australia, Japan, and Malaysia. As a subsidiary of a Nasdaq Listed company, moomoo proudly serves as a global strategic partner of the New York Stock Exchange (NYSE), garnering numerous international accolades. More than just an investment platform, moomoo is your trusted companion on an enriching investment journey.

If you are looking to be a part of one of the most trend-setting fintech company in the industry and contributing to the revolution of how investors are investing? You are looking at the right place to be as we are currently hiring!

Compliance Officer

Responsibilities

Compliance Monitoring

  • Execute the company’s day-to-day compliance operations.
  • Monitor the business activities to ensure alignment with the company’s standards.
  • Conduct regular compliance monitoring and testing to assess adherence to internal policies rules and regulations.

Policies and Procedures

  • Assist in the implementation of the company’s compliance policies and procedures.
  • Conduct periodic review and update of the policies and procedures to ensure alignment with rules and regulations.

    • Regulatory Compliance

  • Keep abreast of the regulatory development and disseminate timely updates to relevant teams in the company.
  • Assist in conducting the gap analysis on the new or updated regulatory requirements to identify the necessary action and communicate to the relevant stakeholders.

    • Regulatory Reporting

  • Assist in preparing reports for submissions to regulatory bodies.

    • Training

  • Assist in preparing the material materials and conduct compliance training to employees.

    • Reporting on Compliance Matters

  • Report and escalate the compliance issues or breaches to supervisors or head of compliance in a timely manner.

    • Ad-Hoc Duties

  • Undertake other related tasks and responsibilities as assigned by the managers / leaders.

    • Requirements

  • Bachelor’s Degree or higher in Finance or a related field.
  • At least 2 years of work experience in the relevant field. Candidates with solid industry experience in stockbroking, financial markets, and securities industries are preferred. Basic knowledge of trade surveillance and AML / CFT is required.
  • Sufficient knowledge of the requirements from relevant regulatory authorities, particularly the SC and Bursa.
  • Good command of both English and Malay (oral and written skills). Proficiency in Chinese is an advantage.
  • Computer literacy with the ability to use relevant programs and products such as Word, Excel, PowerPoint, and more.
  • Independent, with a high level of maturity; meticulous, result-oriented, self-motivated, and able to work under pressure while being a team player. Possesses a lively and cheerful personality, a strong sense of responsibility, and excellent communication, interpersonal, observational, and adaptability skills.
  • Professional certifications related to compliance, such as Certified Compliance Professional (CCP), are an advantage.

    • Benefits

    We offer comprehensive and holistic work experience and package as follows :

  • Competitive compensation & benefits.
  • Fun loving and diverse work environment.
  • Business casual work attire every day.

    • Please note that only short-listed candidates will be contacted. Thank you.

    Buat amaran kerja untuk carian ini

    Compliance Officer • Kuala Lumpur, Federal Territory of Kuala Lumpur, MY

    Pekerjaan yang berkaitan
    Officer, Testing Analyst, C10 (Hybrid), Malaysia

    Officer, Testing Analyst, C10 (Hybrid), Malaysia

    CitiKuala Lumpur Selangor Malaysia
    Whether you’re at the start of your career or looking to discover your next adventure, your story begins.Independent Compliance Risk Management (ICRM). We’re currently looking for a high caliber pro...Tunjukkan lagiKemas kini terakhir: 5 hari yang lalu
    Compliance Officer Banking

    Compliance Officer Banking

    Newsoft IT Solutions Sdn BhdKuala Lumpur, Kuala Lumpur, Malaysia
    Preferably with bank compliance experience (3 to 5 years).Handle bank reviews and queries.Direct dialing with client experiences. Able to connect the dots / logical thinking skills.Able to communica...Tunjukkan lagiKemas kini terakhir: 15 hari yang lalu
    Legal and Compliance Officer

    Legal and Compliance Officer

    EPS ConsultantsKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    Leading global real estate and investment advisory firm.EXSIM Tower, Millerz Square Kuala Lumpur.Assist in the review, drafting, structuring, and negotiation of commercial contracts, including NDAs...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Beauty Therapist (Malaysia)

    Beauty Therapist (Malaysia)

    Dermaviduals MalaysiaKuala Lumpur
    Beauty Therapist (Malaysia) Position Level : Fresh / Entry Level Job Specialization : Personal Care / Beauty / Fitness Service Qualification : - Employment Type : Full-Time Responsibilities : - able to handle...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Sales Application Engineer (Malaysia)

    Sales Application Engineer (Malaysia)

    FlukeKuala Lumpur, Kuala Lumpur, Malaysia
    Establish relationships with Channels and customers including other selected major customers by making regular customer visits and calls. Secure and renew orders on assigned channel / verticals.Provid...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Senior Sales Executive (Malaysia)

    Senior Sales Executive (Malaysia)

    GoGlobalKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    As a Senior Sales Executive at GoGlobal, you will be responsible for developing and executing effective sales strategies to achieve and surpass sales targets. Your primary focus will be on generatin...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Crisis Helpline Responder (Malaysia)

    Crisis Helpline Responder (Malaysia)

    IntellectKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    We're looking for a part time Crisis Helpline Responder with proven experience as a helpline counsellor or responder, and completed training in Crisis intervention or Suicide prevention.Intellect i...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    马来西亚销售经理 / Malaysia Sales Man...

    马来西亚销售经理 / Malaysia Sales Man...

    H3C吉隆坡, 马来西亚
    Develop of focus Key Accounts and be the ownership to explore projects from Key Accounts in public sector.Achieve revenue target per each quarter. Lead the Presales and Post sales team focus on key ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Software Developer (Malaysia)

    Software Developer (Malaysia)

    Azeus Systems LimitedKuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
    Quick Apply
    Full stack systems development.Technical investigation / research, risk assessment, estimation, and recommendation.Development of prototypes and proof-of-concept applications for technical proposals ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Regulatory Compliance Manager, Markets and Securities Services - Malaysia

    Regulatory Compliance Manager, Markets and Securities Services - Malaysia

    HSBCKuala Lumpur, Malaisie
    Some careers grow faster than others.If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.HSBC is one of the l...Tunjukkan lagiKemas kini terakhir: 13 hari yang lalu
    Legal and Compliance Officer

    Legal and Compliance Officer

    EPSKuala Lumpur
    Assist in the review, drafting, structuring, and negotiation of commercial contracts, including NDAs, service agreements, leases, and other legal documents, ensuring alignment with company objectiv...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Web3 Engineer (Malaysia) (HYD)

    Web3 Engineer (Malaysia) (HYD)

    9cv9Kuala Lumpur, Kuala Lumpur, Malaysia
    Collaborate with cross-functional teams, including security experts, and product managers, to define and implement web3-based financial custody solutions. Design and develop web3 applications to fac...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Marketing Manager (Malaysia)

    Marketing Manager (Malaysia)

    InsiderSecurityKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    We are seeking a dynamic and results-driven.The ideal candidate will be skilled in developing and executing marketing strategies across digital, content, events, and communications, with a strong f...Tunjukkan lagiKemas kini terakhir: 7 hari yang lalu
    Senior Compliance Officer

    Senior Compliance Officer

    EzypayKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    As a Senior Compliance Officer at Ezypay, you will be part of the Business Compliance team and will play a vital role in ensuring that our operations, framework in the jurisdictions we operate in i...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Supply Chain Lead Malaysia

    Supply Chain Lead Malaysia

    PRISM+Kuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    We are seeking a process driven team member who will be pushing the efficiency of PRISM+ Malaysia Supply Chain infrastructure to the next level. Being a high growth electronics company, we are looki...Tunjukkan lagiKemas kini terakhir: 14 hari yang lalu
    Compliance Lead, Malaysia - Global Payment

    Compliance Lead, Malaysia - Global Payment

    ByteDanceKuala Lumpur
    ResponsibilitiesIn line with ByteDance's globalization plans, there has been an increasing demand for payment services and financial services such as BNPL to : (1) enhance and support our current bu...Tunjukkan lagiKemas kini terakhir: 16 hari yang lalu
    SASE Sales Specialist (Malaysia)

    SASE Sales Specialist (Malaysia)

    Palo Alto NetworksKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    At Palo Alto Networks everything starts and ends with our mission : .Being the cybersecurity partner of choice, protecting our digital way of life. Our vision is a world where each day is safer and mo...Tunjukkan lagiKemas kini terakhir: 16 hari yang lalu
    Financial Analyst Malaysia

    Financial Analyst Malaysia

    DiscovaKuala Lumpur
    The role of the Financial Analyst is to provide comprehensive financial analysis to management, collaborating with the country manager to drive improvements in sales and gross margin.The analyst de...Tunjukkan lagiKemas kini terakhir: 16 hari yang lalu