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VP2, Advisor, Regulatory Compliance (Retail)

United Overseas BankKuala Lumpur, Malaysia

8 hari lalu

Penerangan pekerjaan

Responsibilities

Regulatory Advisory and Liaison

Monitor and interpret relevant regulations, laws and standards / policies affecting the bank.
Provide expert advice to internal stakeholders on regulatory requirements, policy changes and best practices.
Act as the liaison party with key regulators.
Evaluation ofpliance risk in product programme, marketing materials, outsourcing arrangements and business initiatives.
To conductpliance training sessions for employees.

Risk Assessment and Incident Management

Identifypliance risks and rmend mitigation actions including formulation and to conduct training sessions for employees and / or management.

Identify and assesspliance breaches as well as rmend corrective action plans.

Policy Development and Implementation

Assist in drafting, reviewing and updatingpliance policies, procedures and frameworks.

Job Requirements

10 - 15 years of experience in the financial industry, preferablypliance and non-financial risk functions (with exposure to financial institutions).

Domain knowledge inpliance.

Strong organization skills with excellent attention to detail.

Senior stakeholder management, the ability to build constructive partnerships with diverse stakeholders and challenge where required.

Demonstrates in-depth technical capabilities and professional knowledge in related fields.

Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or amodations to be made for the recruitment process, please inform us when you submit your online application.

Apply now and make a difference.

1. Strategise

2. Engage

3. Execute

4. Develop

5. Skills

6. Experience

eFC_Slot Job ID 1064930066

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Retail Advisor • Kuala Lumpur, Malaysia