Officer, Periodic Review

Officer, Periodic Review Job Summary

Job Description

What is the opportunity?

Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work.

This role works within the Client Due Diligence Team to support the Private Bank businesses, including but not limited to Periodic Reviews and name screening. The team ensures documents submitted by the front office areplete andpliant with internal policies and guidelines as well as global policy and regulatory standards.

Working hours : -

Region : SG and HK

Working Arrangement : Hybrid

Travelling Allowance Provided

What will you do?

• Coordinate the ongoing periodic review program and trigger event review, and reviewing documentations submitted by the Front Office.
• Perform name screening and disposition in collaboration with front office, for both periodic review and account opening.
• Assess the AML risk rating for each account, including but not limited to reviewing results on KYC search engines and escalate to AMLpliance when necessary for additional review, advice and approval
• Review and re-assess client's background and profile including source of wealth and assess plausibility of source of wealth corroborations and account activity review
• Report to the management on the status of Periodic review, highlight outstanding and significant risk items, and monitor outstanding items
• Update department procedures and policy manuals as and when required
• Assist inpliance or audit reviews, ad-hoc projects and control related matters
• Provide advice to the Front Office on the Client Due Diligence (CDD) queries
• Provide training to front office staffs

What do you need to succeed?

Must-have

Nice-to-have

What's in it for you?

Our Client thrive on the challenge to be their best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive andmunities prosper. Our Client care about each other, reaching their potential, making a difference to theirmunities, and achieving success that is mutual.

Job Skills

Anti-Money Laundering (AML),munication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management

Additional Job Details

Address :

PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE : PUTRAJAYA

City : Putrajaya

Country : Malaysia

Work hours / week : Employment Type :

Full time

Platform : WEALTH MANAGEMENT

Job Type : Regular

Pay Type : Posted Date :

2025-03-04

Application Deadline :

Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above

I nclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients andmunities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients andmunities at Job ID R-0000096407