Compliance and Risk Manager

About Us

CapBay operates an award-winning Supply Chain Finance and Peer‑to‑Peer (P2P) Financing platform. We facilitate inclusive business financing, using existing trade data and relationships. Through our proprietary credit‑decisioning model, businesses of all sizes can obtain short‑term financing while banks and investors can participate in high‑quality financing deals. Additionally, we aim to revolutionize supply chain financing and continue our path of growth and expansion. With our recent market entries into Singapore and Thailand, we are seeking an individual who is comfortable communicating and coordinating with the various regional teams.

About the Role

The Compliance & Risk Manager will play a pivotal role in ensuring CapBay adheres to regulatory requirements and maintains its commitment to legal and ethical standards. This leadership position involves overseeing the development, implementation, and management of compliance programs, conducting comprehensive compliance audits, liaising with regulators, and ensuring the company’s adherence to current laws and regulations.

Key Responsibilities

• Lead the planning, development, and implementation of comprehensive compliance programs, including monitoring regulatory changes and conducting in‑depth research on specific regulations and policies.
• Oversee and manage the Compliance Team in conducting detailed compliance and internal audits to ensure adherence to applicable laws and regulations.
• Act as the primary liaison with regulatory authorities (e.g., Securities Commission of Malaysia), managing data requests, audits, and periodic monitoring activities.
• Design and implement compliance management frameworks, documenting compliance requirements related to control flow, privacy, trust, monitoring, and licensing.
• Advise senior management on investigation protocols, resolution plans, and corrective measures for compliance issues.
• Maintain and oversee a depository of regulatory records, including company compliance policies, procedures, and internal audit reports.
• Lead company‑wide risk identification, communication, measurement, and management.
• Partner with key stakeholders to develop and implement standards, processes, programs, and best practices in risk management.
• Identify potential risk exposures, recommending solutions, implementing approved programs, promoting loss prevention, and monitoring compliance adherence.

Key Qualifications and Requirements

Apply now and be part of CapBay’s growth story!