Assistant Manager Compliance
SompoKuala Lumpur, Kuala Lumpur, Malaysia1 day ago
Job descriptionSupport the development and implementation of the company’s compliance framework and programs. Ensure compliance with BNM Guidelines, the Financial Services Act, and PIAM circulars. Oversee AML / CFT activities including screening, transaction monitoring, and suspicious transaction reporting. Assist in PDPA compliance, including incident management and awareness initiatives. Monitor and test internal controls to assess effectiveness and follow up on findings. Work with Legal to review and implement new acts, guidelines, and regulations. Review and update company policies and procedures regularly. Provide compliance advisory to business units on regulatory requirements. Review marketing and product materials for regulatory compliance. Prepare compliance reports for senior management, the Board, and regulators. Support timely and accurate regulatory submissions and audits. Maintain proper documentation for internal and regulatory reviews. Coordinate and deliver compliance training and awareness programs for staff. Track training completion and ensure alignment with audit and regulatory standards. Support the Chief Compliance & Sustainability Officer (CCSO) in preparing compliance reports and governance materials. Liaise with regional and group compliance teams on group initiatives and reporting. Contribute to the department’s annual compliance plan and projects. Bachelor’s Degree or Diploma in Law, Finance, Business Administration, or a related field. Minimum 3 to 5 years’ experience in compliance, risk, or internal control, preferably within the insurance or financial sector. Strong knowledge of compliance frameworks, risk management, and governance principles. Familiar with Malaysian regulatory requirements (BNM, PIAM). Excellent communication, analytical, and problem-solving skills. Strong attention to detail, with the ability to manage multiple priorities and meet deadlines. Proficient in Microsoft Office and documentation management. Team player with the ability to work independently and take ownership. Open to Malaysian candidates with experience in compliance within a general insurance company and exposure to BNM requirements.
Direct message the job poster from Sompo
We’re looking for a motivated compliance professional with :
- Strong exposure to BNM requirements and familiarity with financial services regulatory frameworks.
- The ability to work independently with minimal supervision, taking ownership of tasks to completion.
- Experience in the general insurance industry , with a solid understanding of operations and compliance.
This role is ideal for someone who is detail-oriented, proactive, and passionate about strengthening compliance governance within a dynamic insurance environment.
Key Responsibilities
Compliance Management
Policy & Regulatory Advisory
Reporting & Documentation
Governance & Regional Support
Qualifications & Skills
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Manager Compliance • Kuala Lumpur, Kuala Lumpur, Malaysia
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