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Assistant Manager, Compliance
Public Mutual BerhadKuala Lumpur, Kuala Lumpur, Malaysia1 day ago
Job descriptionDegree in any discipline. Minimum 6 - 7 years’ experience in regulatory compliance related role, legal or audit. Prior experience in a financial institution or relevant industry is preferred. Knowledge of compliance regulations and frameworks related to the capital market industry is advantageous. Good communication, presentation and interpersonal skills. Possess good writing skills with strong command of English, both written and spoken. Able to work independently with minimum supervision and deliver within tight timelines.
Direct message the job poster from Public Mutual Berhad
Talent Acquisition, Employee Relations & HR Governance
Job Responsibilities :
- Assist the Compliance Manager in planning and monitoring the department’s annual work plan.
- Assist in maintaining and reviewing of compliance‑related policies, processes and procedures to ensure alignment with applicable laws, regulations and guidelines issued by regulatory authorities.
- Assist in preparing and reviewing compliance reports for tabling to the various Committees.
- Review, update, distribute, and brief employees on the Personal Dealing Policy and the Compliance Manual.
- Provide advice on compliance matters, including investment management and transactions carried out by directors, employees and other relevant stakeholders of the Company.
Job Requirements :
Seniority level : Mid‑Senior level
Employment type : Full‑time
Job function : Legal and Administrative
Industries : Capital Markets and Funds and Trusts
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Compliance Manager • Kuala Lumpur, Kuala Lumpur, Malaysia
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