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Regulatory Analyst
moomooKuala Lumpur, Wilayah Persekutuan Kuala Lumpur, MY7 days ago
Job type
- Quick Apply
Job descriptionBachelor’s degree in finance, Accounting or similar Excellent excel skills Excellent written and verbal communication skills Strong attention to detail Ability to work independently and as part of a team Ability to prioritize in a time sensitive and multi-tasked environment Understanding financial accounting and reporting CCFTC daily segregation computation skill is a plus Competitive compensation & benefits Fun loving and diverse work environment. Business casual work attire everyday. Nearby public transport - MRT & LRT Maluri
The Regulatory Analyst position at our brokerage firm involves ensuring compliance with financial regulations and standards specific to brokerage operations. This role involves preparing regulatory filings in a timely manner. Strong analytical, attention to detail, and effective communication abilities are essential for success in this role.
- Assist team with daily PAB and Customer Reserve 15c3-3 computations.
- Assist team with daily net capital calculation and monthly FOCUS
- Assist team with preparation of multiple regulatory requirements, such as SSOI, SLS, stress, etc.
- Performs other related duties as assigned.
Requirements
Benefits
We offer a comprehensive and holistic work experience and package as follows :
Please note that only short-listed candidates will be contacted. Thank you.
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Analyst • Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur, MY
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