Regulatory Compliance Vice President

A leading asset management firm is seeking is looking for a highly motivated Vice President, Regulatory Compliance to strengthen its compliance and governance team reporting directly to senior management (COO / CEO level). This role is central to ensuring full adherence to AML / CFT regulations and regional compliance requirements, while providing strategic guidance to both management and staff.

Key Responsibilities

Stay up to date with changes in laws, regulations, and industry guidelines, and ensure they are applied effectively within the business.

Design, implement, and enhance compliance frameworks, policies, and procedures.

Carry out compliance monitoring, testing, and reviews to confirm adherence to both local regulatory standards and Group requirements.

Prepare and review regulatory submissions and reports for senior management and regulators such as the Securities Commission of Malaysia.

Partner with internal teams to promote a strong culture of compliance across the organization.

Deliver training sessions and provide expert advice on AML / CFT and compliance-related matters.

Investigate compliance concerns, identify risks, and recommend practical solutions to address gaps.

Requirements

Bachelor’s degree (or equivalent) with at least 4–5 years’ experience in compliance, AML / CFT, or financial services.

Background in financial institutions, capital markets, or asset management preferred.

Strong understanding of AML advisory, operational compliance, or regulatory frameworks.

Excellent communication and stakeholder management skills, with the ability to engage effectively across different teams and levels.

What’s on Offer

Join a leading asset management firm with regional exposure.

Opportunity to shape compliance frameworks and make an impact at senior level.

Collaborative team culture with strong support for professional growth.

Attractive compensation package and career progression potential

Apply Now

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