Senior Compliance Manager (Market Conduct)

Join to apply for the Senior Compliance Manager role at Zurich Insurance

Join to apply for the Senior Compliance Manager role at Zurich Insurance

Get AI-powered advice on this job and more exclusive features.

Role Overview

Manages a team of compliance professionals to promote an ethics-based culture. The role involves delivering practical solutions, guidance, and training while identifying and managing moderately complex Market Conduct Risks for mid-sized businesses. This includes implementing policies, processes, and controls related to the Market Conduct Risk Universe and interacting with supervisory bodies whenever required.

Role Overview

Manages a team of compliance professionals to promote an ethics-based culture. The role involves delivering practical solutions, guidance, and training while identifying and managing moderately complex Market Conduct Risks for mid-sized businesses. This includes implementing policies, processes, and controls related to the Market Conduct Risk Universe and interacting with supervisory bodies whenever required.

Key Responsibilities

• Ensure the compliance strategy is aligned with the business strategy, regulatory requirements, and industry trends.
• Promote an ethics-based culture through training and awareness activities, and provide management with relevant metrics.
• Assess new laws and trends, their applicability, and implementation to Zurich’s operations in the jurisdiction, in alignment with Legal, to ensure all Market Conduct Risks are fully identified and managed.
• Provide strategic compliance advisory during product development and review processes, evaluating conduct risks and ensuring alignment with fair customer outcomes, in accordance with applicable regulatory requirements.
• Oversee monitoring of sales practices and intermediary conduct, implement key risk indicators and targeted monitoring activities to identify potential conduct issues, and collaborate with distribution teams to strengthen governance and ensure compliance with regulatory requirements.
• Liaise with relevant business and operational functions to embed Group and local regulatory requirements in business procedures and facilitate the design and implementation of operational controls.
• Prepare Management Information and monthly reports for the Group Compliance and relevant Committees.
• Perform Institutional Risk Assessments, identify any gaps, and take necessary actions to close those gaps.
• Conduct internal quality assurance reviews on business processes to ensure compliance with local and Group requirements.
• Perform any other duties or responsibilities as assigned by the supervisor to support departmental objectives and regulatory compliance.

Job Requirements

At Zurich we are proud of our culture. We are passionate about Diversity and Inclusion. We want you to bring your whole self to work we have a diverse mix of customers, and we want our employee base to reflect that.

Our diversity and inclusion initiatives are creating an environment where everyone feels welcome regardless of protected characteristics.

With the above in mind, we accept applications from everyone regardless of your background, beliefs, or culture.

We are committed to continuous improvement, and we offer access to a comprehensive range of training and development opportunities. Zurich is passionate about supporting employees to help others by getting involved in volunteering, charitable and community activity.

So, make a difference. Be challenged. Be inspired. Be supported, Love what you do. Work for us.

You are the heart & soul of Zurich!

At Zurich, we like to think outside the box and challenge the status quo. We take an optimistic approach by focusing on the positives and constantly asking What can go right? We highly value the experience and know-how of our employees and offer a wide range of opportunities across business areas to encourage you to apply for new opportunities within Zurich when you are ready for your next career step. We’re proud to have earned Great Place To Work Certification. Our company culture is our top priority! #GPTWcertified

Let’s continue to grow together!

Location(s) : MY - Kuala Lumpur

Schedule : Full Time

Recruiter name : Jesreena Kaur

Seniority level

Seniority level

Mid-Senior level

Employment type

Employment type

Full-time

Job function

Job function

Legal

Industries

Insurance and Financial Services

Referrals increase your chances of interviewing at Zurich Insurance by 2x

Get notified about new Senior Compliance Manager jobs in Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia .

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Senior Manager, Global Compliance & Ethics (Bangkok Based, Relocation Provided)

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

Compliance Senior Manager, Financial Crime

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

Regulatory Compliance Manager, International Wealth and Premier Banking Malaysia

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 17 hours ago

Regulatory Compliance Manager, Corporate and Institutional Banking Malaysia

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 17 hours ago

Regulatory Compliance Manager, Markets and Securities Services - Malaysia

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 month ago

Senior Manager, Operational Excellence (OpEx) (Compliance Operations)

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 days ago

Kuala Lumpur City, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

GCR - Accounting Compliance and Reporting, Manager

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Vice President - Compliance Governance & Advisory

Federal Territory of Kuala Lumpur, Malaysia 1 week ago

Petaling Jaya, Selangor, Malaysia 2 months ago

Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 4 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 3 weeks ago

AVP , Compliance Sanctions Senior Analyst – C12 (Hybrid) - Malaysia

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 2 weeks ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 month ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia MYR150,000.00-MYR180,000.00 3 weeks ago

(Senior) Manager, AML Operations Manager

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 18 hours ago

WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 day ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 18 hours ago

Senior Manager, Regulatory Compliance APJ

Petaling Jaya, Selangor, Malaysia 6 days ago

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia 1 month ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr