Manager, Financial Crime Compliance

Job Responsibilities

• Perform ECDD reviews for High Risk Customers and Internal Suspicious Transaction Reports.
• Evaluate transactions recorded in the Weekly AML / CFT Exception Report, ensuring compliance with established protocols.
• Establish mechanisms for continuous monitoring of AML / CFT / CPF and TFS compliance within business units.
• Report to Law Enforcement Agencies (LEAs) within prescribed timelines and submit Suspicious Transaction Reports.
• Conduct name and sanctions screening and promptly resolve matches.
• Ensure timely resolution of identified issues and process enhancement.
• Assist in conducting periodic risk assessments of business units to identify potential AML / CFT / CPF & TFS risks.
• Propose guidance on mitigating risks and implementing preventive measures.
• Collaborate with business units to understand their compliance needs and challenges.
• Prepare regular AML / CFT / CPF & TFS risk reporting, management reporting, and compliance assurance review activities.
• Maintain organized documentation related to AML / CFT / CPF & TFS activities.
• Act as a point of contact for business units and respond to AML / CFT / CPF & TFS queries.
• Provide guidance on policies, procedures, and regulations.
• Develop and deliver AML / CFT / CPF & TFS training sessions.
• Aid in the implementation of policies ensuring alignment with regulatory requirements.
• Ensure strict compliance with company and regulatory policies and regulations.
• Stay informed about updates in AML / CFT / CPF & TFS regulations and implement necessary changes.
• Collaborate with IT to integrate AML / CFT / CPF & TFS measures into technological systems.
• Assist in providing insights into leveraging technology for more effective monitoring.
• Undertake any other duties as required by management to contribute to the AML / CFT / CPF & TFS program.

Skills Requirements

Application Questions

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