Senior Manager | Country Compliance

Reporting to the Head of Regulatory Risk Asia, you will work closely with Compliance officers across Asia, assisting with the delivery of the global and regional Compliance framework requirements, local regulator expectations and requirements including reporting, policies and procedures and compliance monitoring plans.

You will be responsible for regulator engagement in Malaysia and the direct management of regulatory and compliance risks in-country. You will be part of a multi-jurisdictional team across a range of financial services, including corporate finance, securities and equity research.

Responsibilities and Requirements

The role involves working with Compliance officers, regulator engagement, and management of regulatory and compliance risks.

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