Manager, Compliance Assurance

Manager, Compliance Assurance page is loaded## Manager, Compliance Assurancelocations : HLT-Hong Leong Towertime type : Full timeposted on : Posted Todaytime left to apply : End Date : December 31, 2025 (30+ days left to apply)job requisition id : JR

• If you are looking to excel and make a difference, take a closer look at us…
• Job Summary :
• Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements.
• The objective is to provide the Bank’s Board of Directors and management on the Bank’s compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and Support Units for local and overseas operations.
• Support the Group’s Compliance framework, initiatives and activities in line with the Group’s strategic direction, regulatory and global standards.
• Key Responsibilities & Accountabilities :
• Assist Head of Compliance Assurance in the implementation of Compliance Assurance Plan which includes refresher of Compliance Risk Assessment (“CRA”) and implementation of several assurance tools under Compliance Review such as Compliance Independent Review (“CIR”) and Compliance Self – Assessment (“CSA”).
• Lead and assist team member in validation of various statistical reports to regulatory bodies (i.e PCRF, CCRIS, Cash BOP, JFA and other ad-hoc BNM reporting requirements).
• Reporting to Senior Management and Board on the results of the compliance risk assessment undertaken, highlighting summary of incidents of non-compliance and key changes in the compliance risk profile as well as areas where greater attention is needed.
• Providing recommendations of corrective measures to be adopted by BUs where internal control to address regulatory requirements and continuous monitoring of progress of corrective measures by BUs.
• Design / enhance and execute the Compliance Self- assessment (“CSA”) for BUs to perform assessment on regulations applicability and validate their management of compliance risk according to particular rules and regulations.
• Promptly following up on any deficiencies and plans to address such deficiencies and the status of implementation.
• Partnership with stakeholders across business and support units for business growth and success. Constantly engaging stakeholders on their key processes with regulatory impact. Report and follow up with the results of the review, gaps and areas of improvement, track and ensure closure of issues.
• Assist in submission of relevant regulatory compliance reports to regulatory bodies on compliance matters.
• Lead and provide guidance to team members to perform the review and other assurance tools effectively and efficiently.
• Supervise junior reviewers to ensure that assignments meet timelines and objective.
• Assist to provide assurance to senior management and Chief Compliance Officer that the bank's compliance are adequately managed.
• Assist in consolidation of issues, slides preparation to be tabled at various meetings.
• About Hong Leong Bank
• We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
• We seek to strike a balance between diversity, inclusion and merit to achieve our mission of infusing diversity in thinking and skillsets into our organisation. Candidates are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation.
• Realise your full potential at Hong Leong Bank by applying now.
• Hong Leong Bank (“HLB”) stands proudly as a leading financial services institution based in Malaysia, providing a wide range of comprehensive and innovative financial solutions across the region. These services are delivered through both digital and traditional means, via online and mobile banking, as well as our digital branch concept to provide customers with an efficient and seamless experience aided by technology.As the service and financial landscape changes rapidly with the ever-increasing use of technology, staying attuned to customers needs and desires becomes even more critical to HLB’s operations. To stay ahead of these dynamic changes, the Bank has adopted the approach of reimagining banking by embedding digital considerations and customer centricity in every aspect of our operations, from products and services as well as customer care and engagement.HLB’s ethos of being Digital-At-The-Core powered by customers-at-the-forefront will continue to lead us to innovate offerings in line with our aspiration of being a highly digital and innovative financial services organization.

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