Associate Specialist, Compliance Review T1

Job Description

Join to apply for the Associate Specialist, Compliance Review T1 role at RHB Banking Group

The successful candidate will be responsible for performing end-to-end reviews of guidelines and functional areas, collaborating with management to evaluate and investigate compliance issues, and developing corrective action plans.

• Always keep abreast with the latest regulatory updates, trends and best practices.
• Perform end-to-end / in-depth review of a particular guideline or functional area bank-wide via thematic review.
• Collaborates with management to appropriately evaluate and investigate compliance issues / concerns identified during the review.
• Conducts exit meetings with management to articulate any compliance issues / concerns.
• Work closely with BRCOs and the management to develop / implement corrective action plans for resolution of compliance issues / concerns.
• Monitors correction action plans to ensure closure of compliance issues / concerns raised during the review.
• Monitors the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any ad hoc activities / requests from the regulators.
• Ensure reporting of violations or potential violations are documented and reported to Board and Management.
• Provides reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues / concerns.

Requirements

This is an Entry level position with a Full-time employment type in the Finance and Sales function.

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