AD, Regulatory Reporting

Overview

Managing processes for preparing and reviewing regulatory reports and the Office of the Comptroller of the Currency (OCC). The individual will report directly to a U.S.-based senior manager and serve as the point of contact for internal functions including Controller, Risk, and Technology. The role includes team management, control execution, and delivery of high-quality output to the U.S.-based team for regulatory filings.

Client Details

Our client is a large organization within the business services industry, specializing in providing support to banking and financial services. With a focus on operational excellence, they play a key role in supporting financial institutions globally.

Description

• Lead the preparation and review of deliverables for regulatory filings done by the U.S. team to FRB and OCC for filings such as FR Y-9C, FR Y-11, FR Y-10, FFIEC reports, FR Y-15, etc.
• Supervise a team of analysts and associate; manage day-to-day operations, workflow allocations, and performance reviews.
• Own and enhance data reconciliation, validation, and exception management processes to ensure completeness and accuracy of deliverables.
• Maintain strong documentation and workpapers to support audit trails, policy adherence, and internal governance.
• Coordinate closely with U.S.-based stakeholders to understand reporting requirement, regulatory changes, production runbook, and deadlines.
• Identify, escalate, and remediate data quality and reporting issues; support root cause analysis and issue closure.
• Drive process improvement, automation, and control enhancements in partnership with Technology and global counterparts.
• Support control frameworks including Quality Assurance testing, RCSA review, and audit readiness.

Profile

A successful AD, Regulatory Reporting should have :

Job Offer

If you are ready to take your career in regulatory reporting to the next level, apply now to join this exciting opportunity!

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Laxmin Ganapathy on .

Agensi Pekerjaan Michael Page International (Malaysia) Sdn Bhd | Registration No. -W.

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