Executive, Compliance (Transaction Monitoring)

Executive, Compliance (Transaction Monitoring)

Tranglo Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

The ideal candidate is attention to detail and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods.

Transaction Monitoring

Role and Responsibilities

• Perform post-transaction review on the flagged alerts generated by the internal AML system to identify any unusual or suspicious activity.
• Handle ad‑hoc requests and projects related to transaction monitoring as assigned by the team lead / SIL / Head of Compliance when required.
• Conduct due diligence and perform both internal and external searches using available resources to gather relevant information on the flagged alerts.
• Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with relevant partners to facilitate in‑depth investigations on the flagged alerts and cases.
• Monitor real‑time alerts triggered by the internal AML system and approve or reject transactions based on established AML / CFT policies and procedures.
• Conduct name screening against global sanction lists using the in‑house screening portal and investigate any potential matches.
• Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases identified, ensuring compliance with regulatory reporting requirements.
• Maintain organized records of all supporting documents and information obtained throughout the transaction monitoring process.
• Identify process inefficiencies and collaborate with the team to enhance the functionality and accuracy of transaction monitoring processes and systems.

Qualifications & Requirements

Location : Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)

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