Senior Specialist, Compliance Review Team 1

Senior Specialist, Compliance Review Team 1 Responsibilities

Assist in formulation of scope of review for compliance review on business / functional areas, regulatory guidelines / requirements.

Assist in analyzing areas for review and develop the annual compliance review plan

Adhere to annual compliance review plan

Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.

Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.

Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.

Perform validation on BRCOs' health checks as and when required to ensure continuous compliance to regulatory requirements.

Supervise and coach a team of reviewers to ensure completion of compliance reviews.

To be a subject matter expert in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)

Provide advice to business units on compliance matters, where necessary.

Conduct briefing on compliance, if required.

Other task as requested by Head, Compliance Assurance

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