Vice President, Group Compliance Monitoring

Vice President, Group Compliance Monitoring

Responsible for supporting the Head of Group Compliance Monitoring (GCM) in overseeing the Bank’s Compliance Monitoring and Testing program. Ensures timely execution of compliance testing to assess adherence to regulations and policies across all business and support units.

Key Responsibilities

• Assist Head, GCM to formulate and update the annual Compliance Review Plan.
• Assist Head, GCM with the progress of the execution of the Compliance Review Plan and any required changes.
• Conduct compliance reviews as per the Compliance Review Plan or ad‑hoc reviews requested by Senior Management, Board or Regulators.
• Supervise compliance monitoring, review and reporting activities, including independent validation of corrective action plans relating to compliance issues.
• Provide constructive recommendations to Business / Support Units to improve internal controls and compliance risk awareness.
• Assist Head, GCM in providing periodic reports to Senior Management and the Board of Directors on the status of reviews and review results.
• Attend to ad‑hoc requests and related matters as deemed necessary by the Head GCM.

Seniority level

Executive

Employment type

Full-time

Job function

Legal

Industry

Banking

#J-18808-Ljbffr