Talent.com
Tawaran kerja ini tidak tersedia di negara anda.
Senior Compliance Officer

Senior Compliance Officer

CaladanKuala Lumpur, Kuala Lumpur, Malaysia
4 hari lalu
Penerangan pekerjaan

Overview

We’re looking for a proactive Compliance Manager to help operationalise our compliance framework as we scale — embedding strong controls and processes across trading, operations, and finance.

Responsibilities

  • Implement and run day-to-day compliance controls under VARA Broker-Dealer / VAMI rulebooks and MAS PSA SPI requirements — including client money safeguarding, reconciliations, market conduct monitoring, best execution oversight, and conflicts of interest registers.
  • Oversee AML / KYB onboarding, ongoing monitoring, sanctions screening, and suspicious transaction reporting. Act as escalation point for more complex onboarding cases.
  • Operate the firm’s Compliance Monitoring Program : performing daily / quarterly / annual checks, documenting evidence, and escalating issues.
  • Support regulatory licensing workstreams — assist the Head of Compliance in preparing responses, collating documentation, and updating policies / procedures based on MAS / VARA feedback.
  • Maintain compliance registers (outsourcing, complaints, whistleblowing, gifts / hospitality, conflicts of interest) and ensure issues are tracked through to remediation.
  • Prepare and submit regulatory filings (monthly, quarterly, annual) and coordinate with Finance / Operations to ensure accuracy.
  • Partner with trading, operations, legal, and technology teams to ensure policies translate into effective operational processes.
  • Deliver training and awareness sessions to staff, reinforcing obligations around AML / CFT, market conduct, client money, conflicts, and cybersecurity.

Qualifications

  • 7–10 years’ experience in compliance within a broker-dealer, trading firm, investment bank, or MAS / VARA-regulated entity.
  • Strong operational compliance experience — running monitoring programs, reconciliations, AML / KYB processes, and registers.
  • Working knowledge of market conduct rules, client money protections, AML / CFT frameworks, and outsourcing / BCP requirements.
  • Experience as MLRO or Deputy MLRO (or equivalent STR reporting responsibilities).
  • Comfortable drafting / redlining compliance policies and procedures in response to regulator queries.
  • Ability to balance regulatory requirements with commercial objectives, and to work effectively with trading and operations teams.

    • Preferred Background

  • Degree in law, finance, business, or related discipline.
  • Professional compliance certifications (e.g., CAMS, ICA, ACAMS) are an advantage.
  • Prior exposure to MAS PSA SPI obligations (AML, safeguarding, cyber hygiene) and VARA broker-dealer licensing frameworks highly valued.

    • About Caladan

    Caladan makes digital asset markets more efficient and fair. We support exchanges, tokens, and institutional investors with on-exchange liquidity, DeFi expertise, treasury solutions, and investments. Since 2017 we’ve been a pioneer in crypto market-making, powering over $50B in annual transactions across 1000+ assets.

    Seniority level

  • Mid-Senior level

    • Employment type

  • Full-time

    • Job function

  • Legal

    • Industries

  • Technology, Information and Internet

    • #J-18808-Ljbffr

    Buat amaran kerja untuk carian ini

    Compliance Officer • Kuala Lumpur, Kuala Lumpur, Malaysia

    Pekerjaan yang berkaitan
    • Dinaikkan pangkat
    Head of Compliance, Asia

    Head of Compliance, Asia

    Cover-MoreKuala Lumpur, Kuala Lumpur, Malaysia
    Zurich Cover-More is one of the world’s largest travel insurance and assistance providers and part of Zurich Insurance Group, a leading multi-line insurer. We stand for more care, more cover, for al...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    • Baharu!
    Legal Compliance Manager

    Legal Compliance Manager

    UNITAR Education GroupPetaling Jaya, Selangor, Malaysia
    Direct message the job poster from UNITAR Education Group.Celebrating diversity, valuing mental health, and thriving through people-centric connections. The Group Legal & Compliance Manager will be ...Tunjukkan lagiKemas kini terakhir: 21 jam yang lalu
    Legal and Compliance Officer

    Legal and Compliance Officer

    EPS ConsultantsKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    Leading global real estate and investment advisory firm.EXSIM Tower, Millerz Square Kuala Lumpur.Assist in the review, drafting, structuring, and negotiation of commercial contracts, including NDAs...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    Compliance Executive (COE Hub) Malaysia

    Compliance Executive (COE Hub) Malaysia

    Manulife FinancialKuala Lumpur, Kuala Lumpur, Malaysia
    This position supports the Malaysia Compliance COE function, a global support role assisting the GWAM Compliance Center of Expertise (CoE) in providing compliance support for GWAM Chief Compliance ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    • Baharu!
    Settlement Officer

    Settlement Officer

    Standard CharteredKuala Lumpur, Kuala Lumpur, Malaysia
    This role could be based in Malaysia and India.When you start the application process you will be presented with a drop down menu showing all countries, please ensure that you select a country wher...Tunjukkan lagiKemas kini terakhir: 21 jam yang lalu
    • Dinaikkan pangkat
    Senior Manager, Regulatory Compliance

    Senior Manager, Regulatory Compliance

    Prudential GroupKuala Lumpur, Kuala Lumpur, Malaysia
    Provide regulatory compliance support, guidance and advice to Business Functions in regard to regulatory changes and updates. Manage regulatory changes, including coordinate gap analysis, with the r...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Senior Associate / Specialist, Ethics & Compliance

    Senior Associate / Specialist, Ethics & Compliance

    Mubadala EnergyKuala Lumpur, Kuala Lumpur, Malaysia
    To develop and manage the implementation of the Ethics and Compliance policies and procedures, and to lead the delivery of ethics and compliance projects for the assigned corporate / business functio...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    Compliance Counsel

    Compliance Counsel

    Mubadala EnergyKuala Lumpur, Kuala Lumpur, Malaysia
    Lead research into the relevant local and international laws and regulations to ensure the Company is in line with the latest developments and to drive the implementation of internal policies and p...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Manager / Senior Executive, Compliance

    Manager / Senior Executive, Compliance

    pitchINKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    IN is a digital fundraising and investing platform.We’re registered as a Recognized Market Operator with the Securities Commission Malaysia. We help businesses raise capital and help investors find ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    Hiring Complaince Officer

    Hiring Complaince Officer

    Two95 International Inc.Kuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    Working closely with the CEO to assist in compliance and company secretarial related matters.You will gain regional exposure in this role as the business is growing aggressively.Responsibilities ma...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    • Baharu!
    Monitoring & Testing (Group Compliance)

    Monitoring & Testing (Group Compliance)

    AmBankKuala Lumpur, Kuala Lumpur, Malaysia
    Assist in the development of the annual Compliance Plan.Assist in developing risk-based review approach and testing program for each line of business. Perform adherence review & testing review in ac...Tunjukkan lagiKemas kini terakhir: 21 jam yang lalu
    • Dinaikkan pangkat
    Manager, Risk Management and Compliance

    Manager, Risk Management and Compliance

    ReneucoKuala Lumpur, Kuala Lumpur, Malaysia
    Lead in the implementation of risk management activities (risk facilitation and other advisory services) to ensure the business units (division and subsidiaries) perform their risks management acti...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    Specialist, Meeting Compliance & Disclosure (Transparency Reporting)

    Specialist, Meeting Compliance & Disclosure (Transparency Reporting)

    Merck Gruppe - MSD Sharp & DohmePetaling Jaya, Selangor, Malaysia
    Global Meeting Compliance & Disclosure Specialist is responsible for overall preparation of the Transparency Reporting that are in line with all company’s policies and guidelines.This role will man...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    • Baharu!
    Chief Compliance Officer

    Chief Compliance Officer

    Ryt BankKuala Lumpur, Kuala Lumpur, Malaysia
    Ryt Bank is seeking a principled and strategic Chief Compliance Officer (CCO) to lead our compliance function and ensure the bank operates within the highest standards of regulatory integrity and e...Tunjukkan lagiKemas kini terakhir: 21 jam yang lalu
    • Dinaikkan pangkat
    Medical Claims Assessors, Officer / Senior Officer (VHIS, Remote / Hybrid)

    Medical Claims Assessors, Officer / Senior Officer (VHIS, Remote / Hybrid)

    Bowtie Life Insurance Company LimitedKuala Selangor, Kuala Selangor, Malaysia
    Bowtie’s mission is to make insurance good again and our vision is to build a category-defining health insurance company. As a young and fast-growing company, grooming and learning from the next gen...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Medical Claims Assessors, Officer / Senior Officer (VHIS, Remote / Hybrid)

    Medical Claims Assessors, Officer / Senior Officer (VHIS, Remote / Hybrid)

    Bowtie Life Insurance CompanyKuala Selangor, Kuala Selangor, Malaysia
    Bowtie’s mission is to make insurance good again and our vision is to build a category-defining health insurance company. As a young and fast-growing company, grooming and learning from the next gen...Tunjukkan lagiKemas kini terakhir: 17 hari yang lalu
    • Dinaikkan pangkat
    Legal Operational Excellence Officer

    Legal Operational Excellence Officer

    BybitKuala Lumpur, Kuala Lumpur, Malaysia
    Legal and Compliance Operational Excellence Officer (KL).About The Opportunity : We are seeking a highly motivated candidate to join our high-achieving team in KL! This role will be responsible for ...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Employment Compliance Manager - APAC

    Employment Compliance Manager - APAC

    G-PAmpang Jaya Municipal Council, Ampang Jaya Municipal Council, Malaysia
    Our leading SaaS-based Global Employment Platform™ enables clients to expand into over 180 countries quickly and efficiently, without the complexities of establishing local entities.At G-P, we’re d...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    Manager, Compliance Operations

    Manager, Compliance Operations

    Funding Societies | Modalku GroupKuala Lumpur, Federal Territory of Kuala Lumpur, MY
    Quick Apply
    SME digital finance platform in Southeast Asia.We are licensed and operating in Singapore, Indonesia, Thailand, Malaysia and Vietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fu...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
    • Dinaikkan pangkat
    Asst. Manager - Compliance & Audit (Credit Management Group)

    Asst. Manager - Compliance & Audit (Credit Management Group)

    AEON Credit Service (M) BhdKuala Lumpur, Kuala Lumpur, Malaysia
    Manager - Compliance & Audit (Credit Management Group).To ensure compliance with regulatory requirements, internal policies, and industry standards through effective audits, risk management, and pr...Tunjukkan lagiKemas kini terakhir: 2 hari yang lalu