Specialist, AML QA (TM, CDD & WLM)

Responsibilities

• Conduct Thematic reviews for stakeholders under AML Ops, Group Transaction Banking (Trade), Group Commercial Banking (CDD CA Retail), and Group Wholesale Banking (CDD CA Entity), in line with approved topics.
• Ensure Thematic Reviews are complete and accurate.
• Detect discrepancies or process gaps and provide feedback to the respective teams to ensure non-compliance issues are mitigated.
• Identify any potential AML / CFT risks that are not fully mitigated by stakeholders.
• Review and address all potential red flags or findings, and escalate to the Team Leader for further review where necessary.
• Validate Thematic Review outcomes and monitor stakeholder remediation efforts within the agreed timeline.
• Ensure the delivery of timely and accurate records in accordance with policies, processes, and expectations.
• Prepare and present Thematic Review outcomes and identified gaps to stakeholders through knowledge-sharing sessions.
• Undertake any other tasks assigned by the Team or Circle Lead.

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