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Compliance Executive (COE Hub) Malaysia

Compliance Executive (COE Hub) Malaysia

Manulife FinancialKuala Lumpur, Kuala Lumpur, Malaysia
30+ days ago
Job description

This position supports the Malaysia Compliance COE function, a global support role assisting the GWAM Compliance Center of Expertise (CoE) in providing compliance support for GWAM Chief Compliance Officers across Asia, Europe, and North America.

Position Responsibilities :

  • Work closely with GWAM CoE Leads to implement compliance procedures and policies aligned with global standards and regulatory requirements for GWAM and Manulife Investment Management.
  • Assist in preparing reports for local and international regulatory authorities, trustees, industry associations, and institutional clients.
  • Support the Head of Compliance (Malaysia COE) in improving compliance policies and enhancing process efficiency.
  • Perform compliance monitoring and testing as assigned.
  • Participate in compliance-related projects, including transitioning new workloads into the CoE compliance teams.
  • Handle queries from CoE team members and share best practices to strengthen the team.

Required Qualifications :

  • Degree in finance, accounting, business, law, or related fields; professional qualifications are a plus.
  • Experience in fund or asset management compliance, audit, or financial regulation is advantageous.
  • Knowledge of investment industry regulations, securities laws, international financial markets, and marketing guidelines.
  • Strong English communication skills; multilingual abilities are a plus.
  • High initiative, commitment to deadlines, and excellent organizational skills.
  • What We Offer :

  • Opportunities for learning and career growth.
  • A flexible, inclusive work environment supporting well-being.
  • Global team support to shape your future.
  • About Manulife and Our Values

    Manulife is a leading international financial services provider committed to helping people achieve financial security and a fulfilling life. For more information, visit .

    Equal Opportunity Employer

    We embrace diversity and are committed to creating an inclusive environment where all employees are treated fairly regardless of race, ethnicity, gender, age, or other protected factors. We provide reasonable accommodations during the application process. For assistance, contact .

    Working Arrangement :

    Hybrid

    #J-18808-Ljbffr

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    Compliance Executive • Kuala Lumpur, Kuala Lumpur, Malaysia

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