Senior Executive / Assistant Manager, Compliance Review

Job Responsibilities

To participate and assist to come up with the Review Plan

To assist in Compliance Review as per approved annual plan, according to the Compliance Review Methodology

To complete all testing results and safeguard all testing records, as required by the Compliance Review Methodology and its corresponding SOP

To present any exceptions / gaps identified during the review to the Management, and assist to come up with remedial action plans and / or mitigating actions that will address the root cause to prevent recurrence

To prepare Compliance Monitoring and Review reports for submission to the Executive Committee, Shariah Committee (for Shariah review reports) and Group Board Risk Management Committee

To conduct continuous monitoring on activities to ensure that all activities in HLMT remains compliance with the regulations, particularly on the review of the results of the internal Compliance Attestation by all Business Units Undertake any ad-hoc tasks required by management from time to time.

Job Requirements

• At least 3 years experience in Audit or Compliance Assurance / Review
• Bach Degree in Accounting or any related field / discipline
• Independent
• Analytical
• Resourceful
• Good writing and interpersonal skills
• Meticulous
• Good stakeholder management

#J-18808-Ljbffr