Senior Analyst, Communications Surveillance

What is the opportunity? Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are a large global bank recognized for financial strength and leadership.

Our client has a processing centre of operational excellence supporting 10 countries across three geographical time zones with a Global Operating Model to maximise efficiencies and support a 24 / 5 operational capability. The objectives for Malaysia are to enhance scalability of global operations, improve service quality via centres of excellence, and to implement and leverage standardised processes globally.

Working hours : 9.00am – 6.00pm

Region : Malaysia

What will you do?

Conduct an initial (Level 1) review of electronic and audio communications surveillance alerts to monitor for market abuse risks and risks associated with breaches of company policies and applicable regulations related to financial / securities markets’ misconduct.

Drive forward RBC’s electronic and audio communications surveillance monitoring functionality with ongoing assessment of efficiency and reporting to management.

Assist with Compliance Investigations and other projects as required.

What do you need to succeed? Must-have

MBA / University Degree and / or relevant professional training.

Minimum 4-6 years of related experience.

Some experience in Compliance or Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar.

Sound working knowledge of applicable laws and regulations in relevant regions.

Solid working knowledge of the Company’s IT systems and Microsoft Office products.

Sound working knowledge of applicable laws and regulations as well as internal policies and procedures.

Proficient in spoken and written English.

Nice-to-have

Chinese / Korean or Japanese reading and listening ability.

Analytical and problem-solving ability.

Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross-unit cooperation and information sharing.

Professional demeanor, investigative analysis and attention to detail.

Strong interpersonal and communication skills.

Efficient time management and organizational skills; ability to meet deadlines and work under pressure.

Flexible, team player.

Proactive approach and ability to work on own initiative.

Ability to conduct duties expediently with an aptitude for accuracy.

What’s in it for you? Our client thrives on the challenge to be their best, encourages progressive thinking, and values teamwork to deliver trusted advice that helps clients thrive and communities prosper. They care about each other, potential, and making a difference in communities while achieving mutual success.

A comprehensive Total Rewards Program including performance-based bonuses, flexible benefits, and competitive compensation.

Leaders who support your development through coaching and opportunities.

A world-class training program in financial services.

A collaborative culture where personal initiative and hard work are recognized and rewarded.

Job Skills Audits, Compliance, Critical Thinking, Data Gathering & Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking.

Additional Job Details Address :

PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE : PUTRAJAYA

City : Putrajaya

Country : Malaysia

Work hours / week : 40

Employment Type : Full time

Platform :

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type : Regular

Pay Type : Salaried

Posted Date :

Application Deadline :

Note :

Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace with diverse perspectives is core to our growth as a large global bank. We strive to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community. Stay informed about career opportunities at RBC. For more information, visit our careers site.

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