Senior Specialist, Compliance Review Team 1

Senior Specialist, Compliance Review Team 1

Responsibilities

• Assist in formulation of scope of review for compliance review on business / functional areas, regulatory guidelines / requirements.
• Assist in analyzing areas for review and develop the annual compliance review plan
• Adhere to annual compliance review plan
• Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.
• Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
• Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
• Perform validation on BRCOs' health checks as and when required to ensure continuous compliance to regulatory requirements.
• Supervise and coach a team of reviewers to ensure completion of compliance reviews.
• To be a subject matter expert in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)
• Provide advice to business units on compliance matters, where necessary.
• Conduct briefing on compliance, if required.
• Other task as requested by Head, Compliance Assurance

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