Compliance Executive

Position : Executive, Compliance

Compliance & Risk Unit

Job Brief

We are looking for an Executive to help plan, monitor and strengthen compliance controls. The role focuses on meeting regulatory requirements, guidelines, and internal policies.

The successful candidate will serve as a key contact for compliance matters, including tracking, planning, documenting, and monitoring the closure of compliance reviews.

You should be a reliable professional with the confidence to raise concerns and exercise sound judgment.

Key Responsibilities

• Assist in preparing and conducting internal compliance monitoring checks on the Company and clients.
• Review, manage, and monitor compliance matters for the Company and clients.
• Maintain the compliance register for the Company and relevant clients.
• Prepare documentation, maintain records, and support housekeeping of compliance files.
• Work with other departments, auditors, and regulators when needed.
• Prepare administrative reports, tracking logs, presentation slides, and training materials.
• Address compliance-related queries from employees.
• Provide regular updates to the Head of Compliance & Risk.
• Take on ad hoc administrative or project assignments from the Head of Compliance & Risk.
• Stay up to date with internal standards and business goals.

Requirements