Talent.com
Tawaran kerja ini tidak tersedia di negara anda.
Compliance Officer

Compliance Officer

CrowdoMalaysia
1 hari lalu
Penerangan pekerjaan

Crowdo Malaysia is a registered Recognized Market Operator (RMO) licensed by the Securities Commission Malaysia to operate an Equity Crowdfunding (ECF) platform. As part of our continued growth and commitment to good governance, we are looking for a highly motivated and experienced Compliance Officer to join our team.

Key Responsibilities

  • Ensure full compliance with the Securities Commission's Guidelines on Recognized Markets, Capital Markets and Services Act 2007 (CMSA), Anti-Money Laundering / Counter Financing of Terrorism laws, and other relevant regulations.
  • Oversee and enforce the company's internal compliance framework, policies, and standard operating procedures (SOPs).
  • Liaise directly with the Securities Commission Malaysia and other relevant authorities on regulatory filings, submissions, audits, or inquiries.
  • Monitor and update the management team on changes in the regulatory landscape that impact the business.
  • Provide internal training and awareness programs to ensure all staff understand their compliance obligations.
  • Lead internal reviews and risk assessments related to compliance and governance.
  • Investigate and report compliance breaches and recommend remediation or disciplinary actions when required.

Perform tasks and responsibilities as assigned by the reporting manager to support team and business objectives.

Requirements

  • Bachelor's degree in Law, Finance, Business Administration or related field.
  • Minimum 3 years' experience in compliance, legal, risk or audit in capital markets, financial services, or fintech sectors.
  • Strong knowledge of Malaysian capital markets regulations, especially the SC's Guidelines on Recognized Markets and AML / CFT requirements.
  • Proven ability to develop and enforce policies and procedures in a regulated environment.
  • Strong interpersonal and communication skills, with ability to work with internal teams and regulators.
  • Ability to work independently, with a high degree of integrity and attention to detail.

    • Nice to Have

  • Experience working in or with RMOs, capital market intermediaries, or SC-regulated entities.
  • Familiarity with digital platforms, equity crowdfunding operations, or fintech business models.
  • Certifications such as CAMS, ICA, or regulatory compliance credentials are a plus.

    • Crowdo is unable to sponsor work permits or provide relocation support for any position. You must already be fully authorized to work in Malaysia—candidates requiring visa sponsorship

    now or in the future

    are not eligible for this role.

    Buat amaran kerja untuk carian ini

    Compliance Officer • Malaysia

    Pekerjaan yang berkaitan
    • Dinaikkan pangkat
    Senior Associate (Audit)

    Senior Associate (Audit)

    Jobstreet MalaysiaPahangMalaysia, Pahang, Malaysia
    We are an established audit firm seeking an experienced Audit Senior Associate to join our team.This role provides strong career prospects and opportunities to work with top auditors, supporting ca...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    Lead Compliance Officer

    Lead Compliance Officer

    SleekMY
    Quick Apply
    Through proprietary software and AI, along with a focus on customer delight, Sleek makes the back-office easy for micro SMEs. We give Entrepreneurs time back to focus on what they love doing - growi...Tunjukkan lagiKemas kini terakhir: 9 hari yang lalu
    • Dinaikkan pangkat
    Deputy Manager, Compliance

    Deputy Manager, Compliance

    Public Mutual BerhadMalaysia
    Assist the Compliance Manager in planning and monitoring the department's annual work plan.Assist in maintaining and reviewing of compliance-related policies, processes and procedures to ensure ali...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    purchasing officer

    purchasing officer

    KONSORTIUM MYRCOM SDN BHDMalaysia
    SOURCE, EVALUATE & NEGOTIATE WITH SUPPLIER.MAINTAIN PRROCUMENT RECORD, CONTRACT AND PRICING LIST.PREPARE PURCHASE ORDER / DELIVERY ORDER. COSTING AND MONITOR PURCHASING BUDGET.MAINTAIN AND TRACK ASSET...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Finance Controller ( Hospitality Division Group )

    Finance Controller ( Hospitality Division Group )

    Mangala Estate Boutique ResortPahangMalaysia, Pahang, Malaysia
    Finance Controller ( Hospitality Division Group ).We are seeking a highly skilled and experienced.This individual will be responsible for managing financial planning, reporting, budgeting, forecast...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    • Dinaikkan pangkat
    Personal Banker - Bancassurance

    Personal Banker - Bancassurance

    RHB Banking GroupPahangMalaysia, Pahang, Malaysia
    To promote various type of life-insurance products by Tokio Marine Life Insurance Malaysia Bhd under the exclusive Bancassurance Partnership between RHB Bank and Tokio Marine.To professionally sell...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    • Dinaikkan pangkat
    finance officer

    finance officer

    Sunway Lost World Water Park Sdn BhdMalaysia
    DO YOU HAVE WHAT IT TAKES TO BE OUR THEME PARK HERO?.We are always on the lookout for confident and enthusiastic individuals to be the heroes of Sunway Lost World Water Park.If you fit the descript...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Anti-Money Laundering Officer

    Anti-Money Laundering Officer

    Ant InternationalMalaysia
    Assist with the ongoing / periodic update of the relevant entities' AML / CFT and Sanctions Program, policies and procedures. Assist with the oversight of implementation, effectiveness and sustainabilit...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Quality Management Senior / Associate

    Quality Management Senior / Associate

    Forvis Mazars AsiaMalaysia, Malaysia
    This role focuses on quality management to ensure professional standards compliance.Stay current on industry development related to engagement standards that impact our business.Develop policies an...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    ISLAMIC FINANCIAL ADVISOR

    ISLAMIC FINANCIAL ADVISOR

    FR EMPIRE CONSULTANCYPahangMalaysia, Pahang, Malaysia
    FR Empire Consultancy salah satu syarikat bersama TAC Malaysia, agensi yang telah mendapat pencapaian sebagai agensi No 1 di Malaysia selama tiga tahun berturut-turut dalam melahirkan banyak MDRT d...Tunjukkan lagiKemas kini terakhir: 2 hari yang lalu
    • Dinaikkan pangkat
    Sustainability Officer

    Sustainability Officer

    The Very GroupMalaysia
    Conduct social compliance audits for suppliers (tier 1 and lower).Map, monitor, and manage supplier compliance and corrective action plans. Prepare accurate audit reports and corrective action plans...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Compliance Officer

    Compliance Officer

    Doo GroupMalaysia
    Join Doo Group – Explore α Better Future.Doo Group is a global financial services group with FinTech as its core.With our 10 major business lines, spanning Brokerage, Wealth Management, Property, P...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    ADMIN OFFICER (MALAYSIA)

    ADMIN OFFICER (MALAYSIA)

    Dxn2uKuala Atok, Pahang, Malaysia
    Record Keeping - Maintain and organize office record, document, and databases.Communication - Handle incoming and outgoing correspondence, email, and phone calls, acting as a point contact for quer...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    • Dinaikkan pangkat
    Sales Representative

    Sales Representative

    APEX PharmaPahangMalaysia, Pahang, Malaysia
    Abio Marketing Sdn Bhd is seeking a talented and driven Sales Representative to join our team in Subang Jaya, Selangor.This is a full-time position, offering the opportunity to contribute to the gr...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    • Dinaikkan pangkat
    Finance Crime Compliance / FCC Senior Associates

    Finance Crime Compliance / FCC Senior Associates

    RiDiK (a Subsidiary of CLPS. Nasdaq : CLPS)Malaysia
    Help to prevent money laundering, terrorism financing, fraud and sanctions violations.Monitor AML / CFT and fraud rules for any suspicious transactions. Ensure any transaction alerts are reviewed and ...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Head, Financial Crime Compliance

    Head, Financial Crime Compliance

    PeopleLAKE GroupMalaysia
    Our client is a prominent force in the.As a trusted and widely adopted platform, our client is committed to delivering seamless, secure, and innovative payment solutions to individuals, businesses,...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
    • Dinaikkan pangkat
    Cash and Trade Processing Analyst

    Cash and Trade Processing Analyst

    Citigroup Inc.PahangMalaysia, Pahang, Malaysia
    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here.At Citi, you’ll have the opportunity to expand your skills and make a difference at one...Tunjukkan lagiKemas kini terakhir: 3 hari yang lalu
    • Dinaikkan pangkat
    Operating Officer

    Operating Officer

    BybitMalaysia
    Legal and Compliance Operational Excellence Officer (KL).We are seeking a highly motivated candidate to join our high-achieving team in KL This role will be responsible for monitoring the legal req...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu