Lead Specialist, Investment Compliance Centre of Excellence (IC COE)

At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone.

It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030.

And to get there, we need ambitious people who believe in playing an important part in shaping that future. People seeking unmatched career and personal growth opportunities, who are driven to work with, and learn from some of the most inspiring and supportive leaders in the business.

Sound like you? Then read on.

About the Role

Responsible for ensuring compliance in the execution of investment activities

Second Line Investment Compliance Monitoring Activities :

Post trade compliance monitoring

• Performing and coordinating daily post-trade investment compliance monitoring activities through relevant Bloomberg modules.
• Proficiency in guidelines interpretation, compliance rules coding, account review.
• Understanding of how daily post-trade investment compliance monitoring activities are performed through relevant Aladdin Compliance dashboard.
• Identification of incorrect coded rules and suggest how to interpret and correctly code the rules.
• Ability to work in the fast-paced environment with strict deadlines.
• Understanding of pre trade and post trade compliance, implications of various categories of rule types, pre trade and post trade monitoring, generation of reports
• Developing and maintaining second line trade oversight and market abuse monitoring (equities and fixed income) via Bloomberg Transaction Cost Analysis module or any other systems.
• Investigate and report breaches to ensure timely rectification.
• Prior experience of rule coding on Bloomberg and Aladdin (preferred)

Personal Dealing compliance monitoring

Annual Investment Compliance Plan

Ad-hoc activities :

Job Requirement

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.

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