C&AFC – Country Compliance Manager – AVP / VP
Deutsche BankKuala Lumpur, Kuala Lumpur, Malaysia1 hari lalu
Penerangan pekerjaanApplication of DB’s ethical standards and professional principles. General compliance with relevant laws, rules, regulations, directives and DB Group standards across activities and business operating model of the assigned country. Developing internal compliance policies and facilitating or assisting stakeholders in adhering to regulatory, legal and Group requirements through advisory work, monitoring or training sessions. Keeping abreast of new products and their implications for respective business areas via the NPA review and approval process. Supporting the review and assessment of the New Product Approval and Vendor Risk Management process where appropriate. Managing Cross‑Border compliance related matters. Advising on preparation of documentation for regulatory authorities. Undertaking Compliance Risk Assessment and Assurance Testing. Implementing Compliance Training and Awareness Programme. Handling other ad‑hoc Compliance projects, duties, investigations or as assigned from time to time. At least 10 years’ experience, ideally in a similar senior position with extensive experience in Compliance or a control related function within an international organization or bank in the Financial Services Industry. Strong Foreign Exchange Policy Malaysia regulatory knowledge. Knowledge of banking products and services – especially in Investment Banking and Foreign Exchange. Strong track record in risk and regulatory matters, ideally including solid understanding of Compliance. Strong analytical and problem‑solving skills. Able to motivate employees and a team player. Strong risk management skills with good knowledge of local regulations and laws. Performance oriented. Excellent interpersonal and communication skills. Good command of English, both spoken and written. Flexible work arrangement. Corporate group insurance. EAP – free and confidential counseling, online work‑life resources. Comprehensive leave benefits. Flexible working to assist balance of personal priorities. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. Training and development to help you excel in your career.
C&AFC – Country Compliance Manager – AVP / VP
Join to apply for the C&AFC – Country Compliance Manager – AVP / VP role at Deutsche Bank
Compliance, as a 2nd Line of Defence, seeks to protect the licenses of Deutsche Bank (DB) to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self‑regulatory organizations, and codes of conduct / ethics in connection with the Bank’s regulated activities and driving a culture of compliance and ethical conduct in the Bank. Compliance and AFC also provide independent, proactive and forward‑looking challenge and advice to senior managers and all employees.
Position Overview
The VP / AVP is responsible for Compliance Advisory to ensure that all relevant policies, procedures, systems and controls are implemented effectively, all relevant legal, regulatory and DB Group requirements are met and any Compliance risks are appropriately addressed and mitigated.
Key Responsibilities
- Support the Head of Compliance and senior management in managing the relationship with regulators.
- Liaise closely with the Compliance team in the region to facilitate all regulatory matters (including inquiries, surveys, off‑site / onsite reviews, etc.) in adherence to local regulations and laws.
- Facilitate any consultation on new regulations / risk topics with local regulators, in coordination with country management.
- Coordinate country policies and advise on regulations in a manner consistent with local regulations.
- Facilitate all licensing related matters at bank level or individual employee licensing where applicable.
- Promote the Bank’s risk culture.
Responsible for supporting the Head of Compliance and employees of Deutsche Bank Malaysia in understanding and managing all Compliance related issues including but not limited to :
Your Skills and Experience
Benefits & Support
About Us
Deutsche Bank is the leading German bank with strong European roots and a global network. We strive for a culture where we are empowered to excel together every day, acting responsibly, thinking commercially, taking initiative and working collaboratively.
#J-18808-Ljbffr
Buat amaran kerja untuk carian ini
Compliance Manager • Kuala Lumpur, Kuala Lumpur, Malaysia
Pekerjaan yang berkaitan
%20Sdn%20Bhd)
%20Sdn%20Bhd)
- Dinaikkan pangkat
Director Trade Compliance, APJ
Tec D MalaysiaPetaling Jaya, Selangor, Malaysia Head of Regulatory Compliance – APJ Region.TD SYNNEX is seeking a seasoned leader with a passion for regulatory compliance to join our global compliance team.
Lead and manage a dedicated compliance ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Head of Compliance, Asia
Cover-MoreKuala Lumpur, Kuala Lumpur, Malaysia Zurich Cover-More is one of the world’s largest travel insurance and assistance providers and part of Zurich Insurance Group, a leading multi-line insurer.
We stand for more care, more cover, for al...Tunjukkan lagiKemas kini terakhir: 22 hari yang lalu
- Dinaikkan pangkat
Manager, Global Trade Compliance
SC JohnsonKuala Lumpur, Kuala Lumpur, Malaysia The APAC Global Trade Compliance (GTC) Manager is the single point of accountability for SCJ’s Trade Compliance program design, strategy, and policy in the APAC region.
The GTC Manager supports the ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Compliance & Governance Manager APAC
IB VOGT MALAYSIA SDN. BHD.Kuala Lumpur, Kuala Lumpur, Malaysia Compliance & Governance Manager (APAC Region).The Compliance & Governance Manager (APAC Region) is responsible for supporting the company’s global compliance framework and ensuring its effective ap...Tunjukkan lagiKemas kini terakhir: 16 hari yang lalu
- Dinaikkan pangkat
Strategic Alliance & Channels Management - AVP
OCBCKuala Lumpur, Kuala Lumpur, Malaysia Strategic Alliance & Channels Management - VP.Join OCBC as a VP of Strategic Alliance & Channels Management.As Singapore’s longest established bank, we have been dedicated to enabling individuals a...Tunjukkan lagiKemas kini terakhir: 11 hari yang lalu
- Dinaikkan pangkat
Senior Manager, Regulatory Compliance APJ
Tec D MalaysiaPetaling Jaya, Selangor, Malaysia Senior Manager, Regulatory Compliance APJ.Senior Manager, Regulatory Compliance APJ.Job Purpose : Management of all matter related to regulatory compliance with all applicable import and export laws...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Head of Compliance, Asia
Zurich Cover-MoreKuala Lumpur, Kuala Lumpur, Malaysia Zurich Cover-More is one of the world’s largest travel insurance and assistance providers and part of Zurich Insurance Group.
We stand for more care, more cover, for all, and we look after more than...Tunjukkan lagiKemas kini terakhir: 26 hari yang lalu
- Dinaikkan pangkat
Senior Manager | Country Compliance
Macquarie Capital Securities (M) Sdn BhdKuala Lumpur, Kuala Lumpur, Malaysia Reporting to the Head of Regulatory Risk Asia, you will work closely with Compliance officers across Asia, assisting with the delivery of the global and regional Compliance framework requirements, ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
AVP, Group Compliance (Capital Market Supervision)
Kenanga Investment BankKuala Lumpur, Kuala Lumpur, Malaysia AVP, Group Compliance (Capital Market Supervision).To support and assist the Senior Vice President of Capital Market Supervision, Group Compliance (“SVP of CMS”), to promote and manage regulatory c...Tunjukkan lagiKemas kini terakhir: 11 hari yang lalu
- Dinaikkan pangkat
Senior Manager, Regulatory Compliance APJ
SYNNEXPetaling Jaya, Selangor, Malaysia Job Purpose : Management of all matter related to regulatory compliance with all applicable import and export laws, regulations, and controls in Asia Pacific, plus United States reexport laws and re...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
AVP & Manager - Reconciliation
BusinesslistKuala Lumpur, Kuala Lumpur, Malaysia Manage and oversee reconciliation processes to ensure alignment with organizational policies and industry standards.Identify and resolve discrepancies in financial transactions, ensuring data accur...Tunjukkan lagiKemas kini terakhir: 8 hari yang lalu
- Dinaikkan pangkat
Senior Manager, Regulatory Compliance APJ
MytecdPetaling Jaya, Selangor, Malaysia Senior Manager, Regulatory Compliance APJ.Job Purpose : Management of all matters related to regulatory compliance with applicable import and export laws, regulations, and controls in Asia Pacific, ...Tunjukkan lagiKemas kini terakhir: 1 hari yang lalu
- Dinaikkan pangkat
APAC Finance Compliance Manager
HachPetaling Jaya, Selangor, Malaysia This position leads continuous improvement initiatives, ensuring Hach maintains world-class financial processes and controls through examination and evaluation of internal control for business proc...Tunjukkan lagiKemas kini terakhir: 24 hari yang lalu
- Dinaikkan pangkat
AVP, Group Compliance (Capital Market Supervision)
Kenanga Investment Bank BerhadKuala Lumpur, Kuala Lumpur, Malaysia AVP, Group Compliance (Capital Market Supervision).To support and assist the Senior Vice President of Capital Market Supervision, Group Compliance, to promote and manage regulatory compliance requi...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Senior Manager | Country Compliance
Macquarie GroupKuala Lumpur, Kuala Lumpur, Malaysia Be among the first 25 applicants.Join our Risk Management Group as our lead compliance officer in Malaysia, where you will lead Country Compliance oversight for Macquarie Group’s business activitie...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Senior Manager | Country Compliance
Macquarie Bank LimitedKuala Lumpur, Kuala Lumpur, Malaysia Compliance & Regulatory, Risk Management.Join our Risk Management Group as our lead compliance officer in Malaysia, where you will lead Country Compliance oversight for Macquarie Group’s business a...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Country R2R Manager
Novartis Corporation (M) Sdn BhdSelangorMalaysia, Selangor, Malaysia Accountable for FRA matters and covering finance services to support local legislation and statutory requirements, whilst ensuring quality of financial accounting and management information for int...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu
- Dinaikkan pangkat
Export Compliance Program Manager (APAC)
Western Digital MYSubang Jaya, Selangor, Malaysia This job is an Export Compliance Program Manager at Western Digital in Malaysia, working remotely.You might like this job because you\'ll help ensure legal trade practices in tech, minimize risks, ...Tunjukkan lagiKemas kini terakhir: 30+ hari yang lalu